0001140361-15-042903.txt : 20151125 0001140361-15-042903.hdr.sgml : 20151125 20151125153549 ACCESSION NUMBER: 0001140361-15-042903 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151124 FILED AS OF DATE: 20151125 DATE AS OF CHANGE: 20151125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC. CENTRAL INDEX KEY: 0000879682 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 043153858 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085301900 MAIL ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 FORMER COMPANY: FORMER CONFORMED NAME: PLC SYSTEMS INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STONEPINE CAPITAL, L.P. CENTRAL INDEX KEY: 0001370042 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11388 FILM NUMBER: 151256134 BUSINESS ADDRESS: STREET 1: P.O. BOX 250 CITY: BEND STATE: OR ZIP: 97709 BUSINESS PHONE: 541-647-5664 MAIL ADDRESS: STREET 1: P.O. BOX 250 CITY: BEND STATE: OR ZIP: 97709 FORMER NAME: FORMER CONFORMED NAME: STONEPINE CAPITAL L P DATE OF NAME CHANGE: 20060724 4 1 doc1.xml FORM 4 X0306 4 2015-11-24 0 0000879682 VIVEVE MEDICAL, INC. VIVMF 0001370042 STONEPINE CAPITAL, L.P. P.O. BOX 250 BEND OR 97709 0 0 1 0 Common Stock 2015-11-24 4 P 0 2857142 0.70 A 18397682 D The filers (the "Filers") are Stonepine Capital, L.P. (the "Fund"), Stonepine Capital Management, LLC (the "General Partner"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of the Fund. Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Fund for the benefit of its investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The Fund is filing this Form 4 for itself and the other Filers. The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein. Stonepine Capital, L.P., by Stonepine Capital Management, LLC, its General Partner, by Jon M. Plexico, Manager 2015-11-24