0001140361-15-021395.txt : 20150521
0001140361-15-021395.hdr.sgml : 20150521
20150521164757
ACCESSION NUMBER: 0001140361-15-021395
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150514
FILED AS OF DATE: 20150521
DATE AS OF CHANGE: 20150521
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC.
CENTRAL INDEX KEY: 0000879682
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 043153858
STATE OF INCORPORATION: B0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
BUSINESS PHONE: 4085301900
MAIL ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
FORMER COMPANY:
FORMER CONFORMED NAME: PLC SYSTEMS INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STONEPINE CAPITAL, L.P.
CENTRAL INDEX KEY: 0001370042
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11388
FILM NUMBER: 15883345
BUSINESS ADDRESS:
STREET 1: P.O. BOX 250
CITY: BEND
STATE: OR
ZIP: 97709
BUSINESS PHONE: 541-647-5664
MAIL ADDRESS:
STREET 1: P.O. BOX 250
CITY: BEND
STATE: OR
ZIP: 97709
FORMER NAME:
FORMER CONFORMED NAME: STONEPINE CAPITAL L P
DATE OF NAME CHANGE: 20060724
3
1
doc1.xml
FORM 3
X0206
3
2015-05-14
0
0000879682
VIVEVE MEDICAL, INC.
VIVMF
0001370042
STONEPINE CAPITAL, L.P.
P.O. BOX 250
BEND
OR
97709
0
0
1
0
Common Stock
15540540
D
The filers (the "Filers") are Stonepine Capital, L.P. (the "Fund"), Stonepine Capital Management, LLC (the "General Partner"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of the Fund. Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Fund for the benefit of its investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The Fund is filing this Form 4 for itself and the other Filers.
The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein.
Stonepine Capital, L.P., by Stonepine Capital Management, LLC, its General Partner, by Jon M. Plexico, Manager
2015-05-21