0000921895-20-002607.txt : 20201014
0000921895-20-002607.hdr.sgml : 20201014
20201014203236
ACCESSION NUMBER: 0000921895-20-002607
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201001
FILED AS OF DATE: 20201014
DATE AS OF CHANGE: 20201014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KARPUS GEORGE W
CENTRAL INDEX KEY: 0001223048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-06416
FILM NUMBER: 201240132
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DTF TAX-FREE INCOME INC
CENTRAL INDEX KEY: 0000879535
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 363793962
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 200 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 800-263-2610
MAIL ADDRESS:
STREET 1: 200 S. WACKER DRIVE
STREET 2: SUITE 500
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: DUFF & PHELPS UTILITIES TAX FREE INCOME INC
DATE OF NAME CHANGE: 19920929
4
1
form410740dtf_10142020.xml
OWNERSHIP DOCUMENT
X0306
4
2020-10-01
1
0000879535
DTF TAX-FREE INCOME INC
DTF
0001223048
KARPUS GEORGE W
183 SULLY'S TRAIL
PITTSFORD
NY
14534
0
0
0
1
See Explanation of Responses
Common Stock
209835
D
This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person previously may have been deemed to be a member of a Section 13(d) group that collectively owned in the aggregate more than 10% of the Issuer's outstanding shares of common stock. As of October 1, 2020, Mr. Karpus ceased to be a member of such Section 13(d) group and will cease to be a Reporting Person immediately.
As of October 1, 2020, Mr. Karpus ceased to be a member of the Section 13(d) group referenced above and will cease to be a Reporting Person immediately following the filing of this Form 4. Karpus Management, Inc., d/b/a Karpus Investment Management ("KMI"), is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940. KMI is controlled by City of London Investment Group plc ("CLIG"), which is listed on the London Stock Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established between KMI and CLIG such that voting and investment power for the Issuer is exercised by KMI independently of CLIG, and accordingly, attribution of beneficial ownership is not required between KMI and CLIG. The accounts of Mr. Karpus are managed solely by KMI.
/s/ George W. Karpus
2020-10-14