-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SscyPBGoUUY2GbsjvvGot+p4jDXHfGqDc1IAR0MzphXFX8FLkNghVBEQoxwTOguB yFLS+UMRT8ujR4pV/A0C9g== 0001209191-10-031419.txt : 20100601 0001209191-10-031419.hdr.sgml : 20100531 20100601211227 ACCESSION NUMBER: 0001209191-10-031419 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100527 FILED AS OF DATE: 20100601 DATE AS OF CHANGE: 20100601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maloney Thomas J. CENTRAL INDEX KEY: 0001469233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10883 FILM NUMBER: 10871343 MAIL ADDRESS: STREET 1: LINCOLNSHIRE MANAGEMENT STREET 2: 780 3RD AVENUE, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WABASH NATIONAL CORP /DE CENTRAL INDEX KEY: 0000879526 STANDARD INDUSTRIAL CLASSIFICATION: TRUCK TRAILERS [3715] IRS NUMBER: 521375208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 SAGAMORE PARKWAY SOUTH CITY: LAFAYETTE STATE: IN ZIP: 47905 BUSINESS PHONE: 7657715310 MAIL ADDRESS: STREET 1: 1000 SAGAMORE PARKWAY SOUTH CITY: LAFAYETTE STATE: IN ZIP: 47905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trailer Investments, LLC CENTRAL INDEX KEY: 0001468517 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10883 FILM NUMBER: 10871339 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE FLOOR 40 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-319-3633 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE FLOOR 40 CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lincolnshire Equity Fund III, L.P. CENTRAL INDEX KEY: 0001469882 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10883 FILM NUMBER: 10871340 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-319-3633 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lincolnshire Equity III, LLC CENTRAL INDEX KEY: 0001469883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10883 FILM NUMBER: 10871342 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-319-3633 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lincolnshire Equity Partners III, L.P. CENTRAL INDEX KEY: 0001469884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10883 FILM NUMBER: 10871341 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-319-3633 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 c01684_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-05-27 0000879526 WABASH NATIONAL CORP /DE WNC 0001469233 Maloney Thomas J. C/O LINCOLNSHIRE MANAGEMENT, INC. 780 THIRD AVE. NEW YORK NY 10017 1 0 1 0 0001469883 Lincolnshire Equity III, LLC C/O LINCOLNSHIRE MANAGEMENT, INC. 780 THIRD AVE. NEW YORK NY 10017 0 0 1 0 0001469884 Lincolnshire Equity Partners III, L.P. C/O LINCOLNSHIRE MANAGEMENT, INC. 780 THIRD AVE. NEW YORK NY 10017 0 0 1 0 0001469882 Lincolnshire Equity Fund III, L.P. C/O LINCOLNSHIRE MANAGEMENT, INC. 780 THIRD AVE. NEW YORK NY 10017 0 0 1 0 0001468517 Trailer Investments, LLC C/O LINCOLNSHIRE MANAGEMENT, INC. 780 THIRD AVE. NEW YORK NY 10017 0 0 1 0 Common Stock 2010-05-27 4 X 0 16137500 .01 A 16137500 I See Footnotes Common Stock 2010-05-28 4 S 0 16137500 6.2075 D 0 I See Footnotes Warrant (right to buy) 0.01 2010-05-27 4 X 0 16137500 0 D 2009-08-03 2019-08-03 Common Stock 16137500 9355865 I See Footnotes Thomas J. Maloney ("Mr. Maloney") holds a majority of the voting power of Lincolnshire Equity III, LLC ("Equity III"). Equity III is the general partner of Lincolnshire Equity Partners III, L.P., which is the general partner of Lincolnshire Equity Fund III, L.P., which is the sole member of Trailer Investments, LLC ("Trailer"), which directly owns the warrant and shares disclosed above. Mr. Maloney disclaims beneficial ownership of the securities held by each of the entities referred to in the foregoing footnote except to the extent of his pecuniary interest therein. Trailer executed a partial cashless exercise of the warrant on May 27, 2010, and received 16,137,500 shares of common stock of the issuer. Following the partial cashless exercise of the warrant and the issuance of a replacement warrant, the warrant remains exercisable for 9,355,865 shares of common stock of the issuer, including 750,000 shares pursuant to agreement with the issuer and 3,541 shares of common stock received pursuant to the anti-dilution adjustment provisions of the warrant, which number of shares is subject to adjustment pursuant to the terms of the warrant. /s/ Thomas J. Maloney 2010-06-01 -----END PRIVACY-ENHANCED MESSAGE-----