-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OZyAjCg4tiAxOtZ/DxxvLLQCflVjYvip269CgGShYKUrGXVuhuny2hGYyesilg6J 1quOLvwZYcgNtv9Sy7tHLw== 0000847557-01-500101.txt : 20020410 0000847557-01-500101.hdr.sgml : 20020410 ACCESSION NUMBER: 0000847557-01-500101 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFG INVESTMENT TRUST C CENTRAL INDEX KEY: 0000879496 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 043157232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-21444 FILM NUMBER: 1791724 BUSINESS ADDRESS: STREET 1: 200 NYALA FARMS CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 6178545800 MAIL ADDRESS: STREET 1: 98 N WASHINGTON ST CITY: BOSTON STATE: MA ZIP: 02114 FORMER COMPANY: FORMER CONFORMED NAME: AFG SECURED INCOME TRUST I-C DATE OF NAME CHANGE: 19920205 NT 10-Q 1 doc1.txt U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12B-25 NOTIFICATION OF LATE FILING (CHECK ONE): [ ] FORM 10-K AND FORM 10-KSB [ ] FORM 20-F [ ] FORM 11-K [X] FORM 10-Q AND FORM 10-QSB [ ] FORM N-SAR FOR PERIOD ENDED: SEPTEMBER 30, 2001 [ ] TRANSITION REPORT ON FORM 10-K AND FORM 10-KSB [ ] TRANSITION REPORT ON FORM 20-F [ ] TRANSITION REPORT ON FORM 11-K [ ] TRANSITION REPORT ON FORM 10-Q AND FORM 10-QSB [ ] TRANSITION REPORT ON FORM N-SAR FOR THE TRANSITION PERIOD ENDED: - -------------------------------------------------------------------------------- NOTHING IN THIS FORM SHALL BE CONSTRUED TO IMPLY THAT THE COMMISSION HAS VERIFIED ANY INFORMATION CONTAINED HEREIN. - -------------------------------------------------------------------------------- IF THE NOTIFICATION RELATES TO A PORTION OF THE FILING CHECKED ABOVE, IDENTIFY THE ITEM(S) TO WHICH THE NOTIFICATION RELATES: - -------------------------------------------------------------------------------- PART I--REGISTRANT INFORMATION - -------------------------------------------------------------------------------- AFG INVESTMENT TRUST C ------------------------------------------------------------------------- FULL NAME OF REGISTRANT (FORMER NAME IF APPLICABLE) 88 BROAD STREET, SIXTH FLOOR ------------------------------------------------------------------------- ADDRESS OF PRINCIPAL EXECUTIVE OFFICE (STREET AND NUMBER) BOSTON, MA 02110 ------------------------------------------------------------------------- CITY, STATE AND ZIP CODE - -------------------------------------------------------------------------------- PART II--RULES 12b-25(b) AND (c) - -------------------------------------------------------------------------------- If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) [X] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; [X] (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K or Form N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and [ ] (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. - -------------------------------------------------------------------------------- PART III--NARRATIVE - -------------------------------------------------------------------------------- State below in reasonable detail the reasons why Forms 10-K, 10-KSB, 11-K, 20-F, 10-Q, 10-QSB, N-SAR or the transition report portion thereof could not be filed within the prescribed time period. (Attach extra sheets if needed.) AFG Investment Trust C (the "Trust") is unable to timely file its quarterly report on Form 10-Q for the quarter ended September 30, 2001 (the calendar limit prescribed under rule 12b-25 under the Securities Exchange Act of 1934, as amended) because the Trust has not completed compiling the information necessary for the filing to appropriately respond to an October 2, 2001 letter from the Securities and Exchange Commission staff. The Registrant anticipates being able to compile such information and file the Form 10-Q by the 5th calendar day following the Trust's original prescribed due date of November 14, 2001. - -------------------------------------------------------------------------------- PART IV--OTHER INFORMATION - -------------------------------------------------------------------------------- (1) Name and telephone number of person to contact in regard to this notification MICHAEL J. BUTTERFIELD 617 854-5846 - -------------------------------- ----------- ------------------ (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [X] Yes [ ] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [ ] No September 30, 2001 results compared to September 30, 2000 results: (In thousands of dollars) Nine Months Ended September 30, 2001 2000 -------- ------- Total Income 5,290 8,543 Total Expense 5,771 5,809 Total Equity Interests 301 (88) Net Income (Loss) (180) 2,646 AFG INVESTMENT TRUST C ------------------------------------------------------------------------------ (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date: 11/14/01 By: /s/ MICHAEL J. BUTTERFIELD -------------------------- ---------------------------------- Name: MICHAEL J. BUTTERFIELD --------------------------------- Title: EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER FOR EQUIS FINANCIAL GROUP LIMITED PARTNERSHIP AND TREASURER OF THE MANAGING TRUSTEE (PRINCIPAL FINANCIAL AND ACCOUNTING OFFICER) -------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----