-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CP0pUis5NYy8PKikaj0LP7bXL32eYM55hkO5i1i1rS16B69FTG34wwoz7UNyDuJo qPbqqxQXJvy0+v0btKqVgQ== 0000950005-02-000233.txt : 20020414 0000950005-02-000233.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950005-02-000233 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEVIN ROSEN FUND IV LP CENTRAL INDEX KEY: 0000879427 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06361 FILM NUMBER: 02543476 BUSINESS ADDRESS: STREET 1: TWO GALLERIA TOWER STREET 2: 13455 NOEL RD SUITE 1670 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9727021100 13F-HR 1 p14907_13fhr.txt FORM 13F-HR ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-006 Expires: 12/31/01 Estimated average burden hours per response:............24.7 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13f Cover Page Report for the Calendar Year or Quarter Ended 12/31/2001 If amended report check here: |_| Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. SRB Associates IV L.P. - -------------------------------------------------------------------------------- Name of Institutional Investment Manager Two Galleria Tower 13455 Noel Road, Suite 1670 Dallas, TX 75240 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 13F File Number: 28-06361 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Jan E. Gaulding Vice President & CFO (972) 702-1100 - -------------------------------------------------------------------------------- Name (Title) (Phone) /s/ Jan E. Gaulding ------------------------------------------ Signature Dallas, Texas February 5, 2002 ------------------------------------------ (Place and Date of Signing) Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None -------- Form 13F Information Table Entry Total: 2 -------- Form 13F Information Table Value Total: $ 9,210 -------- (thousands) List of Other Included Managers: None
SRB ASSOCIATES IV L.P. FORM 13F INFORMATION TABLE Voting Authority Title of Value Shares/ Sh/ Put/ Invstmt Other ---------------------- Name of Issuer Class CUSIP (x$1000) PrnAmt Prn Call Dscretn Managers * Sole Shared None - ---------------------------- -------- --------- --------- --------- --- ---- ---------------- ---------------------- Metawave Communications Corp Common 591409 10 7 4,365 1,399,101 SH Sole 1,399,101 0 0 T/R Systems, Inc. Common 87263U 10 2 4,845 1,548,350 SH Sole 1,548,350 0 0 --------- Total Value 9,210
* Shares are being reported by SRB Associates IV L.P., as "Manager" of Sevin Rosen Fund IV L.P. with the Manager having the sole voting authority of the shares issued to and held in the name of the Fund. -----END PRIVACY-ENHANCED MESSAGE-----