-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UJhWYaAjBc0JeIltP54XmhIHxEZAgwW9oZIuuJJk8aUsA6m852mwJTSdJkM4YjG5 uw+Ql3xHLCrQj7mrS0QqaA== 0000950005-01-000346.txt : 20010224 0000950005-01-000346.hdr.sgml : 20010224 ACCESSION NUMBER: 0000950005-01-000346 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEVIN ROSEN FUND IV LP CENTRAL INDEX KEY: 0000879427 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06361 FILM NUMBER: 1549155 BUSINESS ADDRESS: STREET 1: TWO GALLERIA TOWER STREET 2: 13455 NOEL RD SUITE 1670 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9727021100 13F-HR 1 0001.txt FORM 13-F HOLDINGS REPORT FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/00 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SRB Associates IV L.P. Addess: Two Galleria Tower, 13455 Noel Rd., Ste. 1670, Dallas, TX 75240 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Jaggers Title: General Partner Phone: (972) 702-1100 Signature, Place, and Date of Signing: /s/ John Jaggers - -------------------------------------------------------------------------------- [Signature] Dallas, Texas - -------------------------------------------------------------------------------- [City, State] February 14, 2001 - -------------------------------------------------------------------------------- [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 4 Form 13F Information Table Value Total: $89,249 List of Other Included Managers: 0 SRB Associates IV L.P. FORM 13F Public Voting Authority Title of Value Shares/ Sh/ Put/ Invstmt Other ---------------------- Name of Issuer Class CUSIP (x$1000) PrnAmt Prn Call Dscretn Managers Sole Shared None - ---------------------------- -------- --------- --------- --------- --- ---- ---------------- ---------------------- Accrue Software, Inc. Common 04269E107 214 85,511 SH Sole 85,511 0 0 Capstone Turbine CorporatCommon 14067D102 63,660 2,273,559 SH Sole 2,273,559 0 0 Metawave Communications CCommon 591409107 15,504 1,699,101 SH Sole 1,699,101 0 0 T/R Systems, Inc. Common 87263U102 9,871 1,548,350 SH Sole 1,548,350 0 0 Total Value 89,249
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