-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WcL0dI3DjtAHMbqMgyonOMaDyrTBIq2NxXzprI7AB64FWFOa+imqnsJxQ453Y2DZ keLw78x3sNdP3OwQOWNGBg== 0000932440-97-000187.txt : 19970711 0000932440-97-000187.hdr.sgml : 19970711 ACCESSION NUMBER: 0000932440-97-000187 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970630 FILED AS OF DATE: 19970710 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VIROPHARMA INC CENTRAL INDEX KEY: 0000946840 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 232789550 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21699 FILM NUMBER: 97638829 BUSINESS ADDRESS: STREET 1: 76 GREAT VALLEY PARKWAY STREET 2: PO BOX 5000 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 6106510200 MAIL ADDRESS: STREET 1: 76 GREAT VALLEY PARKWAY CITY: MALVERN STATE: PA ZIP: 19355 COMPANY DATA: COMPANY CONFORMED NAME: SEVIN ROSEN FUND IV LP CENTRAL INDEX KEY: 0000879427 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 13455 NOEL RD STE 1670 CITY: DALLAS STATE: TX ZIP: 75240 4 1 FORM 4 - JUNE 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Sevin Rosen Fund I.V., L.P. 13455 Noel Road, Suite 1670 Dallas, TX 75240 2. Issuer Name and Ticker or Trading Symbol ViroPharma Incorporated VPHM 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year June 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director (X) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) ( ) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock, par value $.0|06/23/|X | |22,437 |A |$1.96 per s|1,258,727 |D | | 02 per share |97 | | | | |hare | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, par value $.0| | | | | | |6,233 |I |By Sevin Rosen Bayless Mgmt| 02 per share | | | | | | | | |. | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | |Co. ("SRB")(1) | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Warrants (right to acq|$1.96 pe|06/23|X | |2 |D |Immed|(3) |Common Stock|22,437 | |0 |D | | uire Common Stock) |r share |/97 | | | | |. | | | | | | | | | (2) | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) The stock is owned by SRB. The general partner of Sevin Rosen Fund IV L.P. ("SRF") is SRB Associates IV L.P., which is controlled by officers and a stockholder of SRB. SRF disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that SRF is the beneficial owner of such securities for purposes of Section 16 or any other purpose. (2) The Warrants were exercised on a cashless basis pursuant to the terms of the Warrants. (3) Upon the earlier of (March 3, 2002 and May 12, 2002, respectively) or the consummation of a qualified public offering, as described in the Warrants. Sevin Rosen Fund IV L.P. By: SRB Associates IV L.P. /s/ John V. Jaggers July 10, 1997 General Partner SIGNATURE OF REPORTING PERSON See Last Page DATE July 10, 1997 -----END PRIVACY-ENHANCED MESSAGE-----