0001209191-23-003079.txt : 20230111 0001209191-23-003079.hdr.sgml : 20230111 20230111203529 ACCESSION NUMBER: 0001209191-23-003079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230110 FILED AS OF DATE: 20230111 DATE AS OF CHANGE: 20230111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vakiener Victoria CENTRAL INDEX KEY: 0001826263 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38042 FILM NUMBER: 23524706 MAIL ADDRESS: STREET 1: C/O EPIZYME, INC. STREET 2: 400 TECHNOLOGY SQUARE CITY: CAMBRIDGE STATE: MA ZIP: 02139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARROWHEAD PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0000879407 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 460408024 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 177 E COLORADO BLVD STREET 2: SUITE 700 CITY: PASADENA STATE: CA ZIP: 91105 BUSINESS PHONE: 626-696-4702 MAIL ADDRESS: STREET 1: 177 E COLORADO BLVD STREET 2: SUITE 700 CITY: PASADENA STATE: CA ZIP: 91105 FORMER COMPANY: FORMER CONFORMED NAME: ARROWHEAD RESEARCH CORP DATE OF NAME CHANGE: 20040112 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE GROUP INC DATE OF NAME CHANGE: 20020509 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE INC DATE OF NAME CHANGE: 19940224 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-10 0 0000879407 ARROWHEAD PHARMACEUTICALS, INC. ARWR 0001826263 Vakiener Victoria 177 E COLORADO BLVD SUITE 700 PASADENA CA 91105 1 0 0 0 Common Stock 2023-01-10 4 D 0 1764 0.00 D 15417 D Common Stock 2023-01-10 4 A 0 7867 0.00 A 23284 D Common Stock 33.03 2023-01-10 4 A 0 4593 0.00 A 2024-01-10 2033-01-10 Common Stock 4593 4593 D Correction to previously granted award from 17,181 to 15,417. Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date. Includes a total of 15,417 shares underlying restricted stock units, which vest over three years. Represents options, which will vest in one installment on the first anniversary of the grant date. /s/Victoria Vakiener 2023-01-11