0001209191-23-003075.txt : 20230111 0001209191-23-003075.hdr.sgml : 20230111 20230111202755 ACCESSION NUMBER: 0001209191-23-003075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230110 FILED AS OF DATE: 20230111 DATE AS OF CHANGE: 20230111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GIVEN DOUGLAS B CENTRAL INDEX KEY: 0001156207 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38042 FILM NUMBER: 23524686 MAIL ADDRESS: STREET 1: C/O NEORX CORP STREET 2: 410 WEST HARRISON ST CITY: SEATTLE STATE: WA ZIP: 98119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARROWHEAD PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0000879407 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 460408024 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 177 E COLORADO BLVD STREET 2: SUITE 700 CITY: PASADENA STATE: CA ZIP: 91105 BUSINESS PHONE: 626-696-4702 MAIL ADDRESS: STREET 1: 177 E COLORADO BLVD STREET 2: SUITE 700 CITY: PASADENA STATE: CA ZIP: 91105 FORMER COMPANY: FORMER CONFORMED NAME: ARROWHEAD RESEARCH CORP DATE OF NAME CHANGE: 20040112 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE GROUP INC DATE OF NAME CHANGE: 20020509 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE INC DATE OF NAME CHANGE: 19940224 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-10 0 0000879407 ARROWHEAD PHARMACEUTICALS, INC. ARWR 0001156207 GIVEN DOUGLAS B 177 E. COLORADO BLVD SUITE 700 PASADENA CA 91105 1 0 0 0 Common Stock 2023-01-10 4 A 0 7867 0.00 A 124135 D Common Stock 33.03 2023-01-10 4 A 0 4593 0.00 A 2024-01-10 2033-01-10 Common Stock 4593 4593 D Represents shares underlying a restricted stock unit, which shares will vest in one installment on the first anniversary of the grant date. Represents options, which will vest in one installment on the first anniversary of the grant date. /s/Douglass Given 2023-01-11