0001209191-23-003073.txt : 20230111
0001209191-23-003073.hdr.sgml : 20230111
20230111202317
ACCESSION NUMBER: 0001209191-23-003073
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230109
FILED AS OF DATE: 20230111
DATE AS OF CHANGE: 20230111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Waddill William D.
CENTRAL INDEX KEY: 0001553338
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38042
FILM NUMBER: 23524682
MAIL ADDRESS:
STREET 1: C/O CALITHERA BIOSCIENCES
STREET 2: 343 OYSTER POINT BLVD, SUITE 200
CITY: SO. SAN FRANCISCO
STATE: CA
ZIP: 94080
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARROWHEAD PHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0000879407
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 460408024
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 177 E COLORADO BLVD
STREET 2: SUITE 700
CITY: PASADENA
STATE: CA
ZIP: 91105
BUSINESS PHONE: 626-696-4702
MAIL ADDRESS:
STREET 1: 177 E COLORADO BLVD
STREET 2: SUITE 700
CITY: PASADENA
STATE: CA
ZIP: 91105
FORMER COMPANY:
FORMER CONFORMED NAME: ARROWHEAD RESEARCH CORP
DATE OF NAME CHANGE: 20040112
FORMER COMPANY:
FORMER CONFORMED NAME: INTERACTIVE GROUP INC
DATE OF NAME CHANGE: 20020509
FORMER COMPANY:
FORMER CONFORMED NAME: INTERACTIVE INC
DATE OF NAME CHANGE: 19940224
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-01-09
0
0000879407
ARROWHEAD PHARMACEUTICALS, INC.
ARWR
0001553338
Waddill William D.
177 E. COLORADO BLVD
SUITE 700
PASADENA
CA
91105
1
0
0
0
Common Stock
2023-01-09
4
S
0
3200
30.00
D
28950
D
Common Stock
2023-01-10
4
A
0
7867
0.00
A
36817
D
Common Stock
33.03
2023-01-10
4
A
0
4593
0.00
A
2024-01-10
2033-01-10
Common Stock
4593
4593
D
The sale was made to generate proceeds to cover the tax liability incident to the vesting of restricted stock units. The shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Represents shares underlying restricted stock units, which will vest in one installment on the first anniversary of the grant date.
Represents options, which will vest in one installment on the first anniversary of the grant date.
/s/William Waddill
2023-01-11