0001209191-20-010599.txt : 20200219 0001209191-20-010599.hdr.sgml : 20200219 20200219164857 ACCESSION NUMBER: 0001209191-20-010599 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200217 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferrari Mauro CENTRAL INDEX KEY: 0001506045 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38042 FILM NUMBER: 20630605 MAIL ADDRESS: STREET 1: 201 SOUTH LAKE AVENUE CITY: PASADENA STATE: CA ZIP: 91101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARROWHEAD PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0000879407 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 460408024 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 177 E COLORADO BLVD STREET 2: SUITE 700 CITY: PASADENA STATE: CA ZIP: 91105 BUSINESS PHONE: 626-696-4702 MAIL ADDRESS: STREET 1: 177 E COLORADO BLVD STREET 2: SUITE 700 CITY: PASADENA STATE: CA ZIP: 91105 FORMER COMPANY: FORMER CONFORMED NAME: ARROWHEAD RESEARCH CORP DATE OF NAME CHANGE: 20040112 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE GROUP INC DATE OF NAME CHANGE: 20020509 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE INC DATE OF NAME CHANGE: 19940224 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-17 0 0000879407 ARROWHEAD PHARMACEUTICALS, INC. ARWR 0001506045 Ferrari Mauro 177 E. COLORADO BLVD SUITE 700 PASADENA CA 91105 1 0 0 0 Common Stock 2020-02-17 4 A 0 26571 0.00 A 40971 D When the Board determined its 2019 compensation, Dr. Ferrari's equity compensation was limited by the policies of his employer. During 2019, Dr. Ferrari became no longer subject to these limitations. This award makes up the difference between the number of shares Dr. Ferrari was originally awarded in January 2019 and the number of shares awarded to other directors of the Company's Board in January 2019. /S/ Mauro Ferrari 2020-02-19