0001209191-20-010599.txt : 20200219
0001209191-20-010599.hdr.sgml : 20200219
20200219164857
ACCESSION NUMBER: 0001209191-20-010599
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200217
FILED AS OF DATE: 20200219
DATE AS OF CHANGE: 20200219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ferrari Mauro
CENTRAL INDEX KEY: 0001506045
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38042
FILM NUMBER: 20630605
MAIL ADDRESS:
STREET 1: 201 SOUTH LAKE AVENUE
CITY: PASADENA
STATE: CA
ZIP: 91101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARROWHEAD PHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0000879407
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 460408024
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 177 E COLORADO BLVD
STREET 2: SUITE 700
CITY: PASADENA
STATE: CA
ZIP: 91105
BUSINESS PHONE: 626-696-4702
MAIL ADDRESS:
STREET 1: 177 E COLORADO BLVD
STREET 2: SUITE 700
CITY: PASADENA
STATE: CA
ZIP: 91105
FORMER COMPANY:
FORMER CONFORMED NAME: ARROWHEAD RESEARCH CORP
DATE OF NAME CHANGE: 20040112
FORMER COMPANY:
FORMER CONFORMED NAME: INTERACTIVE GROUP INC
DATE OF NAME CHANGE: 20020509
FORMER COMPANY:
FORMER CONFORMED NAME: INTERACTIVE INC
DATE OF NAME CHANGE: 19940224
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-17
0
0000879407
ARROWHEAD PHARMACEUTICALS, INC.
ARWR
0001506045
Ferrari Mauro
177 E. COLORADO BLVD
SUITE 700
PASADENA
CA
91105
1
0
0
0
Common Stock
2020-02-17
4
A
0
26571
0.00
A
40971
D
When the Board determined its 2019 compensation, Dr. Ferrari's equity compensation was limited by the policies of his employer. During 2019, Dr. Ferrari became no longer subject to these limitations. This award makes up the difference between the number of shares Dr. Ferrari was originally awarded in January 2019 and the number of shares awarded to other directors of the Company's Board in January 2019.
/S/ Mauro Ferrari
2020-02-19