0001209191-18-005939.txt : 20180129
0001209191-18-005939.hdr.sgml : 20180129
20180129195119
ACCESSION NUMBER: 0001209191-18-005939
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180125
FILED AS OF DATE: 20180129
DATE AS OF CHANGE: 20180129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Li Zhen
CENTRAL INDEX KEY: 0001729510
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38042
FILM NUMBER: 18557243
MAIL ADDRESS:
STREET 1: 225 S. LAKE AVENUE
STREET 2: SUITE 1050
CITY: PASADENA
STATE: CA
ZIP: 91101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARROWHEAD PHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0000879407
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 460408024
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 225 SOUTH LAKE AVENUE
STREET 2: SUITE 1050
CITY: PASADENA
STATE: CA
ZIP: 91101
BUSINESS PHONE: 626-304-3400
MAIL ADDRESS:
STREET 1: 225 SOUTH LAKE AVENUE
STREET 2: SUITE 1050
CITY: PASADENA
STATE: CA
ZIP: 91101
FORMER COMPANY:
FORMER CONFORMED NAME: ARROWHEAD RESEARCH CORP
DATE OF NAME CHANGE: 20040112
FORMER COMPANY:
FORMER CONFORMED NAME: INTERACTIVE GROUP INC
DATE OF NAME CHANGE: 20020509
FORMER COMPANY:
FORMER CONFORMED NAME: INTERACTIVE INC
DATE OF NAME CHANGE: 19940224
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2018-01-25
0
0000879407
ARROWHEAD PHARMACEUTICALS, INC.
ARWR
0001729510
Li Zhen
225 S. LAKE AVE
SUITE 1050
PASADENA
CA
91101
0
1
0
0
Snr. VP, Chemistry and Mfg
Common Stock
167200
D
Stock Option
16.33
2014-03-27
2024-03-27
Common Stock
60000
D
Stock Option
5.45
2014-12-10
2024-12-10
Common Stock
47500
D
Stock Option
6.15
2016-01-01
2026-01-01
Common Stock
50000
D
Includes a total of 150,000 shares underlying restricted stock units. 85,000 of these restricted stock units will vest in January 2019, and the remaining 65,000 will vest in 4 equal annual tranches beginning in January 2019.
Option vests and becomes exercisable over a four year period from date of grant.
/s/ Zhen Li
2018-01-29