0001209191-16-088043.txt : 20160104 0001209191-16-088043.hdr.sgml : 20160104 20160104192227 ACCESSION NUMBER: 0001209191-16-088043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160101 FILED AS OF DATE: 20160104 DATE AS OF CHANGE: 20160104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARROWHEAD RESEARCH CORP CENTRAL INDEX KEY: 0000879407 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 460408024 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 225 SOUTH LAKE AVENUE STREET 2: SUITE 1050 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-304-3400 MAIL ADDRESS: STREET 1: 225 SOUTH LAKE AVENUE STREET 2: SUITE 1050 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE GROUP INC DATE OF NAME CHANGE: 20020509 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE INC DATE OF NAME CHANGE: 19940224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GIVEN BRUCE D CENTRAL INDEX KEY: 0001219384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21898 FILM NUMBER: 161319819 MAIL ADDRESS: STREET 1: 4848 LOOP CENTRAL DRIVE STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77081 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-01 0 0000879407 ARROWHEAD RESEARCH CORP ARWR 0001219384 GIVEN BRUCE D 225 S. LAKE AVENUE SUITE 1050 PASADENA CA 91101 0 1 0 0 Chief Operating Officer Common Stock 2016-01-01 4 A 0 150000 0.00 A 425000 D Stock Options 6.15 2016-01-01 4 A 0 60000 0.00 A 2026-01-01 Common Stock 60000 556000 D Represents shares underlying a restricted stock unit, which shares will vest in three equal annual installments on the anniversary date of the grant. Option vests and becomes exercisable over a four year period from date of grant. /s/ Bruce Given 2016-01-04