0001209191-16-088039.txt : 20160104
0001209191-16-088039.hdr.sgml : 20160104
20160104191509
ACCESSION NUMBER: 0001209191-16-088039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151230
FILED AS OF DATE: 20160104
DATE AS OF CHANGE: 20160104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARROWHEAD RESEARCH CORP
CENTRAL INDEX KEY: 0000879407
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 460408024
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 225 SOUTH LAKE AVENUE
STREET 2: SUITE 1050
CITY: PASADENA
STATE: CA
ZIP: 91101
BUSINESS PHONE: 626-304-3400
MAIL ADDRESS:
STREET 1: 225 SOUTH LAKE AVENUE
STREET 2: SUITE 1050
CITY: PASADENA
STATE: CA
ZIP: 91101
FORMER COMPANY:
FORMER CONFORMED NAME: INTERACTIVE GROUP INC
DATE OF NAME CHANGE: 20020509
FORMER COMPANY:
FORMER CONFORMED NAME: INTERACTIVE INC
DATE OF NAME CHANGE: 19940224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anzalone Christopher Richard
CENTRAL INDEX KEY: 0001423029
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21898
FILM NUMBER: 161319792
MAIL ADDRESS:
STREET 1: ARROWHEAD RESEARCH CORPORATION
STREET 2: 201 SOUTH LAKE AVENUE, SUITE 703
CITY: PASADENA
STATE: CA
ZIP: 91101
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-12-30
0
0000879407
ARROWHEAD RESEARCH CORP
ARWR
0001423029
Anzalone Christopher Richard
225 S. LAKE AVENUE
SUITE 1050
PASADENA
CA
91101
1
1
0
0
Chief Executive Officer
Common Stock
2015-12-30
4
F
0
58712
6.13
D
561461
D
Common Stock
2016-01-01
4
A
0
540000
0.00
A
1101461
D
Stock Options
6.15
2016-01-01
4
A
0
80000
0.00
A
2026-01-01
Common Stock
80000
1166466
D
Represents the maximum number of shares underlying a restricted stock unit that may be earned based on the achievement of certain predetermined performance goals related to the advancement of the Company's clinical programs and business development over three years. If the performance goals are not met within the required time periods, the award will be forfeited in part or in whole.
Option vests and becomes exercisable over a four year period from date of grant.
/s/ Christopher Anzalone
2016-01-04