-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F7V48eHHxho9vJYwLW7KIx3AhjAXlr48D53DNuUAnJl5NGkVZTGhmGlwLAZoWArD lOQKT6igdwBHNB7JUF5cXw== 0000893838-00-000030.txt : 20000215 0000893838-00-000030.hdr.sgml : 20000215 ACCESSION NUMBER: 0000893838-00-000030 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AUTOIMMUNE INC CENTRAL INDEX KEY: 0000879106 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 133489062 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-44757 FILM NUMBER: 538714 BUSINESS ADDRESS: STREET 1: 128 SPRING ST CITY: LEXINGTON STATE: MA ZIP: 02173 BUSINESS PHONE: 6178600710 MAIL ADDRESS: STREET 1: 128 SPRING STREET CITY: LEXINGTON STATE: MA ZIP: 02173 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FOUR PARTNERS CENTRAL INDEX KEY: 0000942714 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O BARRY L BLOOM STREET 2: 667 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-545-2930 SC 13G/A 1 AMENDMENT NO. 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* AutoImmune Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value - ------------------------------------------------------------------------------- (Title of Class of Securities) 052776101 - ------------------------------------------------------------------------------- (CUSIP Number) - ------------------------------------------------------------------------------- February 14, 2000 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------- CUSIP No. 052776101 13G - ------------------- - ------------- ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Four Partners - ------------- ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ------------- ----------------------------------------------------------------- 3 SEC USE ONLY - ------------- ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - ---------------------------------- ---------- --------------------------------- 5 SOLE VOTING POWER -0- NUMBER OF ---------- --------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY -0- ---------- --------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON -0- ---------- --------------------------------- WITH 8 SHARED DISPOSITIVE POWER -0- - ---------------------------------- ---------- --------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------- ----------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |X| - ------------- ----------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------- ----------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------- ----------------------------------------------------------------- 2 - ------------------- CUSIP No. 052776101 13G - ------------------- - ------------- ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Andrew H. Tisch - ------------- ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ------------- ----------------------------------------------------------------- 3 SEC USE ONLY - ------------- ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------------- ---------- --------------------------------- 5 SOLE VOTING POWER 408,000 NUMBER OF ---------- ---------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY -0- ---------- ---------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 408,000 ---------- ---------------------------------- WITH 8 SHARED DISPOSITIVE POWER -0- - ---------------------------------- ---------- --------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 408,000 - ------------- ----------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |X| - ------------- ----------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.5% - ------------- ----------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------- ----------------------------------------------------------------- 3 - ------------------- CUSIP No. 052776101 13G - ------------------- - ------------- ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Daniel R. Tisch - ------------- ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ------------- ----------------------------------------------------------------- 3 SEC USE ONLY - ------------- ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------------- ---------- --------------------------------- 5 SOLE VOTING POWER 408,000 NUMBER OF ---------- --------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY -0- ---------- --------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 408,000 ---------- --------------------------------- WITH 8 SHARED DISPOSITIVE POWER -0- - ---------------------------------- ---------- --------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 408,000 - ------------- ----------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |X| - ------------- ----------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.5% - ------------- ----------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------- ----------------------------------------------------------------- 4 - ------------------- CUSIP No. 052776101 13G - ------------------- - ------------- ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) James S. Tisch - ------------- ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ------------- ----------------------------------------------------------------- 3 SEC USE ONLY - ------------- ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------------- ---------- --------------------------------- 5 SOLE VOTING POWER 408,000 NUMBER OF ---------- --------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY -0- ---------- --------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 408,000 ---------- --------------------------------- WITH 8 SHARED DISPOSITIVE POWER -0- - ---------------------------------- ---------- --------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 408,000 - ------------- ----------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |X| - ------------- ----------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.5% - ------------- ----------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------- ----------------------------------------------------------------- 5 - ------------------- CUSIP No. 052776101 13G - ------------------- - ------------- ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Thomas J. Tisch - ------------- ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ------------- ----------------------------------------------------------------- 3 SEC USE ONLY - ------------- ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------------- ---------- --------------------------------- 5 SOLE VOTING POWER 408,000 NUMBER OF ---------- --------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY -0- ---------- --------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 408,000 ---------- --------------------------------- WITH 8 SHARED DISPOSITIVE POWER -0- - ---------------------------------- ---------- --------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 408,000 - ------------- ----------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |X| - ------------- ----------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.5% - ------------- ----------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------- ----------------------------------------------------------------- 6 - ------------------- CUSIP No. 052776101 13G - ------------------- - ------------- ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) The Andrew H. Tisch 1999 Annuity Trust III - ------------- ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ------------- ----------------------------------------------------------------- 3 SEC USE ONLY - ------------- ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------------- ---------- --------------------------------- 5 SOLE VOTING POWER 331,032 NUMBER OF ---------- --------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY -0- ---------- --------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 331,032 ---------- --------------------------------- WITH 8 SHARED DISPOSITIVE POWER -0- - ---------------------------------- ---------- --------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 331,032 - ------------- ----------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |X| - ------------- ----------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.0% - ------------- ----------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - ------------- ----------------------------------------------------------------- 7 - ------------------- CUSIP No. 052776101 13G - ------------------- - ------------- ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) The Daniel R. Tisch 1999 Annuity Trust III - ------------- ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ------------- ----------------------------------------------------------------- 3 SEC USE ONLY - ------------- ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------------- ---------- --------------------------------- 5 SOLE VOTING POWER 331,032 NUMBER OF ---------- --------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY -0- ---------- --------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 331,032 ---------- --------------------------------- WITH 8 SHARED DISPOSITIVE POWER -0- - ---------------------------------- ---------- --------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 331,032 - ------------- ----------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |X| - ------------- ----------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.0% - ------------- ----------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - ------------- ----------------------------------------------------------------- 8 - ------------------- CUSIP No. 052776101 13G - ------------------- - ------------- ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) The James S. Tisch 1999 Annuity Trust III - ------------- ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ------------- ----------------------------------------------------------------- 3 SEC USE ONLY - ------------- ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------------- ---------- --------------------------------- 5 SOLE VOTING POWER 331,032 NUMBER OF ---------- --------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY -0- ---------- --------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 331,032 ---------- --------------------------------- WITH 8 SHARED DISPOSITIVE POWER -0- - ---------------------------------- ---------- --------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 331,032 - ------------- ----------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |X| - ------------- ----------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.0% - ------------- ----------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - ------------- ----------------------------------------------------------------- 9 - ------------------- CUSIP No. 052776101 13G - ------------------- - ------------- ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) The Thomas J. Tisch 1999 Annuity Trust III - ------------- ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ------------- ----------------------------------------------------------------- 3 SEC USE ONLY - ------------- ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------------- ---------- --------------------------------- 5 SOLE VOTING POWER 331,032 NUMBER OF ---------- --------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY -0- ---------- --------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 331,032 ---------- --------------------------------- WITH 8 SHARED DISPOSITIVE POWER -0- - ---------------------------------- ---------- --------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 331,032 - ------------- ----------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |X| - ------------- ----------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.0% - ------------- ----------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - ------------- ----------------------------------------------------------------- 10 Item 1. (a) Name of Issuer AutoImmune Inc. (the "Issuer") (b) Address of Issuer's Principal Executive Offices 128 Spring Street Lexington, Massachusetts 02173 Item 2. (a) Name of Persons Filing This Schedule 13G is being filed jointly by the following entities and individuals: 1. Four Partners, a New York general partnership ("FP"); 2. Andrew H. Tisch; 3. Daniel R. Tisch; 4. James S. Tisch; 5. Thomas J. Tisch (Andrew H. Tisch, Daniel R. Tisch, James S. Tisch and Thomas J. Tisch are referred to collectively as the "Messrs. Tisch"); 6. The Andrew H. Tisch 1999 Annuity Trust III ("Andrew Tisch GRAT III"); 7. The Daniel R. Tisch 1999 Annuity Trust III ("Daniel Tisch GRAT III"); 8. The James S. Tisch 1999 Annuity Trust III ("James Tisch GRAT III"); and 9. The Thomas J. Tisch 1999 Annuity Trust III ("Thomas Tisch GRAT III"; and collectively with Andrew Tisch GRAT III, Daniel Tisch GRAT III and James Tisch GRAT III, the "GRATs"). The sole partners of FP are Andrew H. Tisch 1991 Trust, for which Andrew H. Tisch is the managing trustee, Daniel R. Tisch 1991 Trust, for which Daniel R. Tisch is the managing trustee, James S. Tisch 1991 Trust, for which James S. Tisch is the managing trustee, and Thomas J. Tisch 1991 Trust, for which Thomas J. Tisch is the managing trustee. Thomas J. Tisch has been appointed the Manager of FP. Each of the GRATs is a grantor retained annuity trust in which the grantor holds an annuity interest and in which the remainder interest was created in favor of a trust or trusts for the grantor's offspring. Thomas J. Tisch is the grantor and Andrew H. Tisch is the trustee of Thomas Tisch GRAT III. Daniel R. Tisch is the grantor and James S. Tisch is the trustee of Daniel Tisch GRAT III. James S. Tisch is the grantor and Thomas J. Tisch is the trustee of James Tisch GRAT III. Andrew H. Tisch is the 11 grantor and Daniel R. Tisch is the trustee of Andrew Tisch GRAT III. On February 6, 2000, each of the GRATs III distributed 76,968 shares of common stock, $0.01 par value per share, of AutoImmune Inc. ("Common Stock") it owned to each of the Messrs. Tisch who is the grantor of each of the GRATs III (the "GRAT III Distributions"). None of the GRAT III Distributions was a "sale" for purposes of the Securities Act of 1933, as amended (the "Securities Act"), or the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and collectively represented only a change in the form of beneficial ownership of shares of Common Stock and not an actual change in the beneficial ownership of such shares of Common Stock. (b) Address of Principal Business Office or, if none, Residence The mailing address of FP is: c/o Thomas J. Tisch 667 Madison Avenue New York, NY 10021 The mailing address for each of the GRATs is: c/o Mr. Barry Bloom 655 Madison Avenue - 8th Floor New York, NY 10021 The addresses of the Messrs. Tisch are: Name Business Address ---- ---------------- Andrew H. Tisch 667 Madison Avenue New York, NY 10021 Daniel R. Tisch c/o Mentor Partners, L.P. 500 Park Avenue New York, NY 10022 James S. Tisch 667 Madison Avenue New York, NY 10021 Thomas J. Tisch 667 Madison Avenue New York, NY 10021 (c) Citizenship FP is a New York general partnership. The Messrs. Tisch are brothers and are United States citizens. (d) Title of Class of Securities Common Stock, $0.01 par value 12 (e) CUSIP Number 052776101 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) |_| Broker or Dealer registered under Section 15 of the Act, (b) |_| Bank as defined in Section 3(a)(6) of the Act, (c) |_| Insurance company as defined in Section 3(a)(19) of the Act, (d) |_| Investment company registered under section 8 of the Investment Company Act of 1940, (e) |_| Investment Adviser registered under section 203 of the Investment Advisers Act of 1940, (f) |_| An employee benefit plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see ss. 240.13d-1(b)(1)(ii)(F), (g) |_| A parent holding company, in accordance with ss. 240.13d-1(b)(ii)(G) (Note: See Item 7), (h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) |_| Group, in accordance with ss. 240.13d-1(b)(1)(ii)(J). If this statement is filed pursuant to ss. 240.13d-1(c), check this box |X|. 13 Item 4. Ownership (a-b) Amount Beneficially Owned and Percent of Class Each GRAT owns 408,000 shares of Common Stock. Set forth in the table below is the aggregate number of shares of Common Stock beneficially owned as of the date hereof by each person or entity listed in Item 2 above, together with the percentage of outstanding shares of Common Stock which is beneficially owned by each such person or entity.
Name of Amount and Nature of % of Class Beneficial Owner Beneficial Ownership Outstanding (1) Four Partners 0 0% Andrew H. Tisch 1991 Trust 0 0% Daniel R. Tisch 1991 Trust 0 0% James S. Tisch 1991 Trust 0 0% Thomas J. Tisch 1991 Trust 0 0% Andrew Tisch GRAT III 331,032 2.0% Daniel Tisch GRAT III 331,032 2.0% James Tisch GRAT III 331,032 2.0% Thomas Tisch GRAT III 331,032 2.0% Andrew H. Tisch 408,000 (2) 2.5% Daniel R. Tisch 408,000 (2) 2.5% James S. Tisch 408,000 (2) 2.5% Thomas J. Tisch 408,000 (2) 2.5% ------- ---- Total 1,632,000 9.8% (1)
- ---------------- (1) The ownership percentages set forth in the table above are based on 16,657,872 shares of Common Stock outstanding as of October 31, 1999, which information was reported on the Issuer's Form 10-Q for the quarter ended September 30, 1999. (2) Each of the Messrs. Tisch is herein reporting beneficial ownership of the shares of Common Stock owned by the GRAT for which he is trustee. 14 (c) Set forth in the table below is information with respect to the number of shares of Common Stock beneficially owned as of the date hereof by each person or entity named in Item 2 above, indicating, with respect to such shares of Common Stock, whether each such person has the sole power to vote or direct the vote or shared power to vote or direct the vote and sole power to dispose or direct the disposition or shared power to dispose or direct the disposition.
Name of Power to Vote or Power to Dispose or Direct Reporting Person Direct the Vote the Disposition Sole Shared Sole Shared Four Partners 0 0 0 0 Andrew H. Tisch 1991 Trust 0 0 0 0 Daniel R. Tisch 1991 Trust 0 0 0 0 James S. Tisch 1991 Trust 0 0 0 0 Thomas J. Tisch 1991 Trust 0 0 0 0 Andrew Tisch GRAT III 331,032 0 331,032 0 Daniel Tisch GRAT III 331,032 0 331,032 0 James Tisch GRAT III 331,032 0 331,032 0 Thomas Tisch GRAT III 331,032 0 331,032 0 Andrew H. Tisch (1) 408,000 0 408,000 0 Daniel R. Tisch (1) 408,000 0 408,000 0 James S. Tisch (1) 408,000 0 408,000 0 Thomas J. Tisch (1) 408,000 0 408,000 0 - --------------------
(1) By virtue of their status as trustees of the respective GRATs, the Messrs. Tisch may be deemed to have power to vote or direct the vote of the securities owned by those GRATs and power to dispose or direct the disposition of the securities owned by those GRATs. Item 5. Ownership of Five Percent or Less of a Class As a result of the GRAT Transfers, FP is no longer the beneficial owner of any shares of Common Stock. Beneficial ownership of the shares of Common Stock previously held by FP is herein reported by the Messrs. Tisch and the GRATs. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. 15 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 16 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2000 FOUR PARTNERS By /s/ Thomas J. Tisch ------------------------ Thomas J. Tisch, Manager /s/ Andrew H. Tisch ------------------------ Andrew H. Tisch /s/ Daniel R. Tisch ------------------------ Daniel R. Tisch /s/ James S. Tisch ------------------------ James S. Tisch /s/ Thomas J. Tisch ------------------------ Thomas J. Tisch THE ANDREW H. TISCH 1999 ANNUITY TRUST III By /s/ Daniel R. Tisch -------------------------------- Daniel R. Tisch, Trustee THE DANIEL R. TISCH 1999 ANNUITY TRUST III By /s/ James S. Tisch -------------------------------- James S. Tisch, Trustee 17 THE JAMES S. TISCH 1999 ANNUITY TRUST III By /s/ Thomas J. Tisch -------------------------------- Thomas J. Tisch, Trustee THE THOMAS J. TISCH 1999 ANNUITY TRUST III By /s/ Andrew H. Tisch -------------------------------- Andrew H. Tisch, Trustee 18 AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that this Schedule 13G dated February 14, 2000 relating to the Common Stock, $0.01 par value per share, of AutoImmune Inc., as the same may be amended from time to time hereafter, is being filed with the Securities and Exchange Commission on behalf of each of them. February 14, 2000 FOUR PARTNERS By /s/ Thomas J. Tisch ------------------------ Thomas J. Tisch, Manager /s/ Andrew H. Tisch ------------------------ Andrew H. Tisch /s/ Daniel R. Tisch ------------------------ Daniel R. Tisch /s/ James S. Tisch ------------------------ James S. Tisch /s/ Thomas J. Tisch ------------------------ Thomas J. Tisch THE ANDREW H. TISCH 1999 ANNUITY TRUST III By /s/ Daniel R. Tisch -------------------------------- Daniel R. Tisch, Trustee THE DANIEL R. TISCH 1999 ANNUITY TRUST III By /s/ James S. Tisch -------------------------------- James S. Tisch, Trustee 19 THE JAMES S. TISCH 1999 ANNUITY TRUST III By /s/ Thomas J. Tisch -------------------------------- Thomas J. Tisch, Trustee THE THOMAS J. TISCH 1999 ANNUITY TRUST III By /s/ Andrew H. Tisch -------------------------------- Andrew H. Tisch, Trustee 20 -----END PRIVACY-ENHANCED MESSAGE-----