FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 12/21/2010 |
3. Issuer Name and Ticker or Trading Symbol
KIMCO REALTY CORP [ KIM ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Kimco Realty Corp. Common Stock par value $0.01 per share | 20,400(1) | D | |
Kimco Realty Corp. Preferred Series "G" Stock | 1,500 | D | |
Kimco Realty Corp. Preferred Series "G" Stock | 1,187 | D(4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option to purchase common stock par value $0.01 per share | 03/08/2008 | 03/08/2017 | Kimco Realty Corp. Common Stock | 1,500 | $49.77 | D | |
Option to purchase common stock par value $0.01 per share | 03/01/2009 | 03/01/2017 | Kimco Realty Corp. Common Stock | 1,500 | $49.77 | D | |
Option to purchase common stock par value $0.01 per share | 03/01/2010 | 03/01/2017 | Kimco Realty Corp. Common Stock | 1,500 | $49.77 | D | |
Option to purchase common stock par value $0.01 per share | 03/01/2011 | 03/01/2017 | Kimco Realty Corp. Common Stock | 1,500 | $49.77 | D | |
Option to purchase common stock par value $0.01 per share | 03/01/2012 | 03/01/2017 | Kimco Realty Corp. Common Stock | 1,500 | $49.77 | D | |
Option to purchase common stock par value $0.01 per share | 08/08/2008 | 08/08/2017 | Kimco Realty Corp. Common Stock | 1,500 | $41.06 | D | |
Option to purchase common stock par value $0.01 per share | 08/08/2009 | 08/08/2017 | Kimco Realty Corp. Common Stock | 1,500 | $41.06 | D | |
Option to purchase common stock par value $0.01 per share | 08/08/2010 | 08/08/2017 | Kimco Realty Corp. Common Stock | 1,500 | $41.06 | D | |
Option to purchase common stock par value $0.01 per share | 08/08/2011 | 08/08/2017 | Kimco Realty Corp. Common Stock | 1,500 | $41.06 | D | |
Option to purchase common stock par value $0.01 per share | 08/08/2012 | 08/08/2017 | Kimco Realty Corp. Common Stock | 1,500 | $41.06 | D | |
Option to purchase common stock par value $0.01 per share | 08/06/2009 | 08/06/2018 | Kimco Realty Corp. Common Stock | 5,125 | $37.39 | D | |
Option to purchase common stock par value $0.01 per share | 08/06/2010 | 08/06/2018 | Kimco Realty Corp. Common Stock | 5,125 | $37.39 | D | |
Option to purchase common stock par value $0.01 per share | 08/06/2011 | 08/06/2018 | Kimco Realty Corp. Common Stock | 5,125 | $37.39 | D | |
Option to purchase common stock par value $0.01 per share | 08/06/2012 | 08/06/2018 | Kimco Realty Corp. Common Stock | 5,125 | $37.39 | D | |
Option to purchase common stock par value $0.01 per share | 08/06/2010 | 08/06/2019 | Kimco Realty Corp. Common Stock | 2,725 | $11.54 | D | |
Option to purchase common stock par value $0.01 per share | 08/06/2011 | 08/06/2019 | Kimco Realty Corp. Common Stock | 2,725 | $11.54 | D | |
Option to purchase common stock par value $0.01 per share | 08/06/2012 | 08/06/2019 | Kimco Realty Corp. Common Stock | 2,725 | $11.54 | D | |
Option to purchase common stock par value $0.01 per share | 08/06/2013 | 08/06/2019 | Kimco Realty Corp. Common Stock | 2,725 | $11.54 | D | |
Option to purchase common stock par value $0.01 per share | 03/18/2011 | 03/18/2020 | Kimco Realty Corp. Common Stock | 2,575 | $15.64 | D | |
Option to purchase common stock par value $0.01 per share | 03/18/2012 | 03/18/2020 | Kimco Realty Corp. Common Stock | 2,575 | $15.64 | D | |
Option to purchase common stock par value $0.01 per share | 03/18/2013 | 03/18/2020 | Kimco Realty Corp. Common Stock | 2,575 | $15.64 | D | |
Option to purchase common stock par value $0.01 per share | 03/18/2014 | 03/18/2020 | Kimco Realty Corp. Common Stock | 2,575 | $15.64 | D | |
Preformance Shares | 12/31/2010(2) | 12/31/2010 | Kimco Realty Corp. Common Stock | 10,300 | $0(3) | D |
Explanation of Responses: |
1. 18,549 shares are restricted shares issued by the Company. On 8/6/11 2912 shares will become unrestricted; on 6/1/12 5000 shares will become unrestricted; on 8/6/12 2912 shares will become unrestricted; on 6/1/13 5000 shares will become unrestricted and on 8/6/13 2725 shares will become unrestricted. |
2. The Company's Executive Compensation Committe will determine the amount of the performance shares vested after the performance year ends of 12/31/2010. |
3. Each performance share award will provide for the grant of the shares of restricted stock in the year following the performance year based on the Company's total stockholder return in the performance year relative to the Company's peer group and National Association of Real Estate Investment Trusts Retail peers. |
4. Held in IRA |
/s/ Barbara Pooley | 12/30/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |