0000895345-20-000764.txt : 20200701 0000895345-20-000764.hdr.sgml : 20200701 20200701162344 ACCESSION NUMBER: 0000895345-20-000764 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200701 DATE AS OF CHANGE: 20200701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMCO REALTY CORP CENTRAL INDEX KEY: 0000879101 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39350 FILM NUMBER: 201005631 BUSINESS ADDRESS: STREET 1: 500 NORTH BROADWAY STREET 2: SUITE 201, P.O. BOX 9010 CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: (516) 869-9000 MAIL ADDRESS: STREET 1: 500 NORTH BROADWAY STREET 2: SUITE 201 CITY: JERICHO STATE: NY ZIP: 11753 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIM-SFW, LLC CENTRAL INDEX KEY: 0001816253 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39350 FILM NUMBER: 201005632 BUSINESS ADDRESS: STREET 1: 500 NORTH BROADWAY STREET 2: SUITE 201, P.O. BOX 9010 CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: (516) 869-9000 MAIL ADDRESS: STREET 1: 500 NORTH BROADWAY STREET 2: SUITE 201 CITY: JERICHO STATE: NY ZIP: 11753 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRS ABS, LLC CENTRAL INDEX KEY: 0001816129 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39350 FILM NUMBER: 201005633 BUSINESS ADDRESS: STREET 1: 500 NORTH BROADWAY STREET 2: SUITE 201, P.O. BOX 9010 CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: (516) 869-9000 MAIL ADDRESS: STREET 1: 500 NORTH BROADWAY STREET 2: SUITE 201 CITY: JERICHO STATE: NY ZIP: 11753 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRSX MERGE, LLC CENTRAL INDEX KEY: 0001816230 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39350 FILM NUMBER: 201005634 BUSINESS ADDRESS: STREET 1: 500 NORTH BROADWAY STREET 2: SUITE 201, P.O. BOX 9010 CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: (516) 869-9000 MAIL ADDRESS: STREET 1: 500 NORTH BROADWAY STREET 2: SUITE 201 CITY: JERICHO STATE: NY ZIP: 11753 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMKON INC. CENTRAL INDEX KEY: 0001816131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39350 FILM NUMBER: 201005635 BUSINESS ADDRESS: STREET 1: 500 NORTH BROADWAY STREET 2: SUITE 201, P.O. BOX 9010 CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: (516) 869-9000 MAIL ADDRESS: STREET 1: 500 NORTH BROADWAY STREET 2: SUITE 201 CITY: JERICHO STATE: NY ZIP: 11753 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMCO CAPITAL CORP. CENTRAL INDEX KEY: 0001816141 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39350 FILM NUMBER: 201005636 BUSINESS ADDRESS: STREET 1: 500 NORTH BROADWAY STREET 2: SUITE 201, P.O. BOX 9010 CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: (516) 869-9000 MAIL ADDRESS: STREET 1: 500 NORTH BROADWAY STREET 2: SUITE 201 CITY: JERICHO STATE: NY ZIP: 11753 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMSOUTH REALTY INC CENTRAL INDEX KEY: 0000899757 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39350 FILM NUMBER: 201005637 BUSINESS ADDRESS: STREET 1: 500 NORTH BROADWAY STREET 2: SUITE 201, P.O. BOX 9010 CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: (516) 869-9000 MAIL ADDRESS: STREET 1: 500 NORTH BROADWAY STREET 2: SUITE 201 CITY: JERICHO STATE: NY ZIP: 11753 FORMER NAME: FORMER CONFORMED NAME: KONOVER PROPERTY TRUST INC DATE OF NAME CHANGE: 19980814 FORMER NAME: FORMER CONFORMED NAME: FAC REALTY TRUST INC DATE OF NAME CHANGE: 19980217 FORMER NAME: FORMER CONFORMED NAME: FAC REALTY INC DATE OF NAME CHANGE: 19970618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Albertsons Companies, Inc. CENTRAL INDEX KEY: 0001646972 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0229 BUSINESS ADDRESS: STREET 1: 250 PARKCENTER BLVD. CITY: BOISE STATE: ID ZIP: 83706 BUSINESS PHONE: 208-395-6200 MAIL ADDRESS: STREET 1: 250 PARKCENTER BLVD. CITY: BOISE STATE: ID ZIP: 83706 4 1 form4.xml X0306 4 2020-06-30 0001646972 Albertsons Companies, Inc. ACI 0000879101 KIMCO REALTY CORP 500 NORTH BROADWAY SUITE 201 JERICHO NY 11753 true See Remarks 0001816253 KIM-SFW, LLC 500 NORTH BROADWAY SUITE 201 JERICHO NY 11753 true See Remarks 0001816129 KRS ABS, LLC 500 NORTH BROADWAY SUITE 201 JERICHO NY 11753 true See Remarks 0001816230 KRSX MERGE, LLC 500 NORTH BROADWAY SUITE 201 JERICHO NY 11753 true See Remarks 0001816131 KIMKON INC. 500 NORTH BROADWAY SUITE 201 JERICHO NY 11753 true See Remarks 0001816141 KIMCO CAPITAL CORP. 500 NORTH BROADWAY SUITE 201 JERICHO NY 11753 true See Remarks 0000899757 KIMSOUTH REALTY INC 500 NORTH BROADWAY SUITE 201 JERICHO NY 11753 true See Remarks Class A common stock par value $0.01 2020-06-30 4 S 0 4675726 15.2716 D 39838104 I See footnotes Includes 170,781, 4,445,725 and 59,220 securities reported herein sold by KIM SFW, LLC, KRS ABS, LLC and KRSX Merge, LLC, respectively, pursuant to the Underwriting Agreement dated June 25, 2020. Following the transaction reported herein, 0 securities are held by KIM SFW, LLC, 39,661,294 are held by KRS ABS, LLC and 167,811 are held by KRSX Merge, LLC. This amount represents the $16.0000 public offering price per share of the issuer's common stock less the underwriting discount of $0.7284 per share. The securities reported herein are held by KIM SFW, LLC, KRS ABS, LLC and KRSX Merge, LLC. Kimco Capital Corp. is the sole member of KIM SFW, LLC. Kimsouth Realty Inc. is the sole member of KRS ABS, LLC and is a wholly-owned subsidiary of Kimkon Inc. Kimkon Inc. is a wholly-owned subsidiary of KRSX Merge, LLC. Each of Kimco Capital Corp. and KRSX Merge, LLC are wholly-owned subsidiaries of the Reporting Person. The Reporting Person may be deemed to share beneficial ownership of the securities reported herein held by KIM SFW, LLC, KRS ABS, LLC and KRSX Merge, LLC, but disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein, if any. Kimco Capital Corp may be deemed to share beneficial ownership of the securities reported herein held by KIM SFW, LLC, but disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein, if any. Each of Kimsouth Realty Inc., Kimcon Inc. and KRSX Merge, LLC may be deemed to share beneficial ownership of the securities reported herein held by KRS ABS, LLC, but each disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein, if any. KIM SFW, LLC, KRS ABS, LLC and KRSX Merge, LLC, each an indirect subsidiary of Kimco Realty Corp. and a holder of shares of Class A common stock of the Issuer, have entered into a stockholders agreement, dated June 25, 2020 (the "Stockholders Agreement"), among the Issuer and certain other holders of Class A common stock (such holders, together with KIM SFW, LLC, KRS ABS, LLC and KRSX Merge, LLC, the "Sponsors"). Pursuant to the Stockholders Agreement, the Sponsors have agreed to act in concert and vote together on certain matters relating to the Issuer. As a result, the Sponsors may be deemed to members of a group that beneficially owns more than 10% of the outstanding shares of Class A common stock of the Issuer. However, none of KIM SFW, LLC, KRS ABS, LLC and KRSX Merge, LLC, or their respective affiliates, including Kimco Realty Corp., has a pecuniary interest in the securities of the Issuer held by the other Sponsors. Kimco Realty Corp., by /s/ Raymond Edwards, Executive Vice President 2020-07-01 KIM SFW, LLC, by Kimco Capital Corp, its sole member, by /s/ Raymond Edwards, Executive Vice President 2020-07-01 KRS ABS, LLC, by Kimsouth Realty, Inc., its sole member, by /s/ Raymond Edwards, Executive Vice President 2020-07-01 KRSX Merge, LLC, by /s/ Raymond Edwards, Executive Vice President 2020-07-01 Kimkon Inc., by /s/ Raymond Edwards, Executive Vice President 2020-07-01 Kimco Capital Corp., by /s/ Raymond Edwards, Executive Vice President 2020-07-01 Kimsouth Realty Inc., by /s/ Raymond Edwards, Executive Vice President 2020-07-01