-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F45iFhkS0ZGgwN/HsBhw2duv97f2vboY/AFHkbR8yH71LpkZ16wmkk1Savev1xQ3 sUQdhoMSPH9JUgFR7qm7SA== 0000889812-97-001513.txt : 19970716 0000889812-97-001513.hdr.sgml : 19970716 ACCESSION NUMBER: 0000889812-97-001513 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970715 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: KIMCO REALTY CORP CENTRAL INDEX KEY: 0000879101 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 132744380 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-04833 FILM NUMBER: 97640493 BUSINESS ADDRESS: STREET 1: 3333 NEW HYDE PARK RD STREET 2: PO BOX 5020 CITY: NEW HYDE PARK STATE: NY ZIP: 11042 BUSINESS PHONE: 5168699000 424B3 1 PRICING SUPPLEMENT AMENDMENT NO. 4 PRICING SUPPLEMENT NO. 4 DATED July 9, 1997, Rule 424(b)(3) (To Prospectus and Prospectus Supplement Dated July 12, 1996) File No. 333-4833 $20,000,000 KIMCO REALTY CORPORATION MEDIUM-TERM NOTES DUE NINE MONTHS OR MORE FROM DATE OF ISSUE FIXED RATE NOTES Interest Rate: 6.96% Trade Date: July 9, 1997 Issue Price: 100% Agent's Discount or Commission: $125,000 Net Proceeds to Issuer: $19,875,000 Original Issue Date: July 14, 1997 Stated Maturity Date: July 16, 2007 Interest Payment Dates (if other than April 1 and October 1): N/A Book Entry: [X] Certificated: [ ] Authorized Denomination: [X] $1,000 and Integral Multiples Thereof [ ] Other: Minimum Denomination: [X] $1,000 [ ]Other: Specified Currency: [X] United States Dollars [ ] Other: Exchange Rate Agent: N/A Redemption: Initial Redemption Date: N/A Initial Redemption Percentage: N/A Annual Redemption Percentage Reduction, if any: N/A Repayment: Optional Repayment Dates: N/A Additional/Other Terms: None Addendum Attached: [ ] Yes [X] No Agent: [ ] Merrill Lynch & Co. [X] Chase Securities Inc. [X] First Chicago Capital Markets, Inc. [ ] J.P. Morgan Securities Inc. [X] Morgan Stanley & Co. Incorporated [X] Goldman, Sachs & Co. The "defeasance" and "covenant defeasance" provisions of the Indenture will apply to the Notes. PRICING SUPPLEMENT NO. 5 DATED July 9, 1997, Rule 424(b)(3) (To Prospectus and Prospectus Supplement Dated July 12, 1996) File No. 333-4833 $30,000,000 KIMCO REALTY CORPORATION MEDIUM-TERM NOTES DUE NINE MONTHS OR MORE FROM DATE OF ISSUE FIXED RATE NOTES Interest Rate: 7.06% Trade Date: July 9, 1997 Issue Price: 100% Agent's Discount or Commission: $187,500 Net Proceeds to Issuer: $29,812,500 Original Issue Date: July 14, 1997 Stated Maturity Date: July 14, 2009 Interest Payment Dates (if other than April 1 and October 1): N/A Book Entry: [X] Certificated: [ ] Authorized Denomination: [X] $1,000 and Integral Multiples Thereof [ ] Other: Minimum Denomination: [X] $1,000 [ ] Other: Specified Currency: [X] United States Dollars [ ] Other: Exchange Rate Agent: N/A Redemption: Initial Redemption Date: N/A Initial Redemption Percentage: N/A Annual Redemption Percentage Reduction, if any: N/A Repayment: Optional Repayment Dates: N/A Additional/Other Terms: None Addendum Attached: [ ] Yes [X] No Agent: [X] Merrill Lynch & Co. [X] Chase Securities Inc. [ ] First Chicago Capital Markets, Inc. [X] J.P. Morgan Securities Inc. [X] Morgan Stanley & Co. Incorporated [X] Goldman, Sachs & Co. The "defeasance" and "covenant defeasance" provisions of the Indenture will apply to the Notes. -----END PRIVACY-ENHANCED MESSAGE-----