0001225208-17-010841.txt : 20170602
0001225208-17-010841.hdr.sgml : 20170602
20170602182458
ACCESSION NUMBER: 0001225208-17-010841
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170531
FILED AS OF DATE: 20170602
DATE AS OF CHANGE: 20170602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pure Storage, Inc.
CENTRAL INDEX KEY: 0001474432
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 271069557
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-379-7873
MAIL ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
FORMER COMPANY:
FORMER CONFORMED NAME: PURE Storage, Inc.
DATE OF NAME CHANGE: 20100804
FORMER COMPANY:
FORMER CONFORMED NAME: Os76, Inc.
DATE OF NAME CHANGE: 20091014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUTTER HILL VENTURES
CENTRAL INDEX KEY: 0000879051
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 17889425
BUSINESS ADDRESS:
STREET 1: 755 PAGE MILL RD
STREET 2: SUITE A200
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 4154935600
MAIL ADDRESS:
STREET 1: 755 PAGE MILL RD
STREET 2: SUITE A200
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
doc4.xml
X0306
4
2017-05-31
0001474432
Pure Storage, Inc.
PSTG
0000879051
SUTTER HILL VENTURES
755 PAGE MILL ROAD, SUITE A-200
PALO ALTO
CA
94304-1005
1
Class B Common Stock
2017-05-31
4
J
0
4098151.0000
D
Class A Common Stock
4098151.0000
22528515.0000
D
Class B Common Stock
2017-06-01
4
P
0
3073613.0000
11.0772
A
Class A Common Stock
3073613.0000
25602128.0000
D
Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.
On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation").
In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017.
/s/ Robert Yin, by power of attorney
2017-06-02