0001225208-15-019501.txt : 20151013 0001225208-15-019501.hdr.sgml : 20151012 20151013191825 ACCESSION NUMBER: 0001225208-15-019501 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151013 FILED AS OF DATE: 20151013 DATE AS OF CHANGE: 20151013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pure Storage, Inc. CENTRAL INDEX KEY: 0001474432 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 271069557 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-379-7873 MAIL ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 FORMER COMPANY: FORMER CONFORMED NAME: PURE Storage, Inc. DATE OF NAME CHANGE: 20100804 FORMER COMPANY: FORMER CONFORMED NAME: Os76, Inc. DATE OF NAME CHANGE: 20091014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUTTER HILL VENTURES CENTRAL INDEX KEY: 0000879051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 151156976 BUSINESS ADDRESS: STREET 1: 755 PAGE MILL RD STREET 2: SUITE A200 CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 4154935600 MAIL ADDRESS: STREET 1: 755 PAGE MILL RD STREET 2: SUITE A200 CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 doc4.xml X0306 4 2015-10-13 0001474432 Pure Storage, Inc. PSTG 0000879051 SUTTER HILL VENTURES 755 PAGE MILL ROAD, SUITE A-200 PALO ALTO CA 94304-1005 1 Class B Common Stock 2015-10-13 4 C 0 25771241.0000 0.0000 A Class A Common Stock 25771241.0000 26626666.0000 D Series A Preferred Stock 2015-10-13 4 C 0 11373310.0000 0.0000 D Class B Common Stock 11373310.0000 0.0000 D Series B Preferred Stock 2015-10-13 4 C 0 5723870.0000 0.0000 D Class B Common Stock 5723870.0000 0.0000 D Series C Preferred Stock 2015-10-13 4 C 0 2419000.0000 0.0000 D Class B Common Stock 2419000.0000 0.0000 D Series D Preferred Stock 2015-10-13 4 C 0 1727937.0000 0.0000 D Class B Common Stock 1727937.0000 0.0000 D Series E Preferred Stock 2015-10-13 4 C 0 3022681.0000 0.0000 D Class B Common Stock 3022681.0000 0.0000 D Series F Preferred Stock 2015-10-13 4 C 0 1504443.0000 0.0000 D Class B Common Stock 1504443.0000 0.0000 D Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuent to a registration statement on Form S-1 (File No. 333-206312) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of:(1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Shares held by Sutter Hill Ventures, a California Limited Partnership, 855,425 shares of which are unvested and subject to the Issuer's right of repurchase. The preferred stock will automatically convert into Class B common stock on a one-to-one basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. /s/ Robert Yin, by power of attorney 2015-10-13