<SEC-DOCUMENT>0001712543-24-000005-index.html : 20240402 <SEC-HEADER>0001712543-24-000005.hdr.sgml : 20240402 <ACCEPTANCE-DATETIME>20240401173125 ACCESSION NUMBER: 0001712543-24-000005 CONFORMED SUBMISSION TYPE: 10-K PUBLIC DOCUMENT COUNT: 10 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240402 DATE AS OF CHANGE: 20240401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 ORGANIZATION NAME: IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 24811256 BUSINESS ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: 48TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: 48TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 </SEC-HEADER> <DOCUMENT> <TYPE>10-K <SEQUENCE>1 <FILENAME>f10k_equus12312023.htm <DESCRIPTION>FORM 10-K <TEXT> Document 1 - file: f10k_equus12312023.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>2 <FILENAME>ex231_consentofbdo.htm <DESCRIPTION>CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 2 - file: ex231_consentofbdo.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.1 <SEQUENCE>3 <FILENAME>ex311_302ceocertification.htm <DESCRIPTION>302 CEO CERTIFICATION <TEXT> Document 3 - file: ex311_302ceocertification.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.2 <SEQUENCE>4 <FILENAME>ex312_302cfocertification.htm <DESCRIPTION>302 CFO CERTIFICATION <TEXT> Document 4 - file: ex312_302cfocertification.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.1 <SEQUENCE>5 <FILENAME>ex321_906ceocertification.htm <DESCRIPTION>906 CEO CERTIFICATION <TEXT> Document 5 - file: ex321_906ceocertification.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.2 <SEQUENCE>6 <FILENAME>ex322_906cfocertification.htm <DESCRIPTION>906 CFO CERTIFICATION <TEXT> Document 6 - file: ex322_906cfocertification.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-97.1 <SEQUENCE>7 <FILENAME>ex971_equuscomp.htm <DESCRIPTION>COMPENSATION RECOUPMENT POLICY <TEXT> Document 7 - file: ex971_equuscomp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>8 <FILENAME>ex991_eqsenergyfinancials.htm <DESCRIPTION>EQUUS ENERGY FINANCIALS <TEXT> Document 8 - file: ex991_eqsenergyfinancials.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>9 <FILENAME>ex992_morganepfinancials.htm <DESCRIPTION>MORGAN E&P FINANCIALS <TEXT> Document 9 - file: ex992_morganepfinancials.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>image_002.gif <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: image_002.gif
</DOCUMENT> </SEC-DOCUMENT>