<SEC-DOCUMENT>0001673431-20-000048-index.html : 20200720 <SEC-HEADER>0001673431-20-000048.hdr.sgml : 20200720 <ACCEPTANCE-DATETIME>20200717183458 ACCESSION NUMBER: 0001673431-20-000048 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20200720 DATE AS OF CHANGE: 20200717 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-44023 FILM NUMBER: 201034669 BUSINESS ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: 48TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: 48TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Hardy John A. CENTRAL INDEX KEY: 0001493030 FILING VALUES: FORM TYPE: SC 13D MAIL ADDRESS: STREET 1: C/O EQUUS TOTAL RETURN, INC. STREET 2: 8 GREENWAY PLAZA, SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 </SEC-HEADER> <DOCUMENT> <TYPE>SC 13D <SEQUENCE>1 <FILENAME>sc13d_hardy.htm <DESCRIPTION>SC 13D <TEXT> Document 1 - file: sc13d_hardy.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>sc13d_hardyloanagreement.htm <DESCRIPTION>LOAN AGREEMENT <TEXT> Document 2 - file: sc13d_hardyloanagreement.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>3 <FILENAME>sc13d_hardysecpuragreem.htm <DESCRIPTION>SECURITIES PURCHASE AGREEMENT <TEXT> Document 3 - file: sc13d_hardysecpuragreem.htm
</DOCUMENT> </SEC-DOCUMENT>