0001567619-19-015480.txt : 20190730
0001567619-19-015480.hdr.sgml : 20190730
20190730190201
ACCESSION NUMBER: 0001567619-19-015480
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190729
FILED AS OF DATE: 20190730
DATE AS OF CHANGE: 20190730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tokarz Group Advisers LLC
CENTRAL INDEX KEY: 0001379846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00098
FILM NUMBER: 19986882
BUSINESS ADDRESS:
STREET 1: RIVERVIEW PLAZA
STREET 2: 287 BOWMAN AVENUE, 2ND FLOOR
CITY: PURCHASE
STATE: NY
ZIP: 10577
BUSINESS PHONE: 914-510-9400
MAIL ADDRESS:
STREET 1: RIVERVIEW PLAZA
STREET 2: 287 BOWMAN AVENUE, 2ND FLOOR
CITY: PURCHASE
STATE: NY
ZIP: 10577
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC.
CENTRAL INDEX KEY: 0000878932
IRS NUMBER: 760345915
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 700 LOUISIANA STREET
STREET 2: 48TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7135290900
MAIL ADDRESS:
STREET 1: 700 LOUISIANA STREET
STREET 2: 48TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: EQUUS II INC
DATE OF NAME CHANGE: 19970422
4
1
form4.xml
FORM 4
X0306
4
2019-07-29
0000878932
EQUUS TOTAL RETURN, INC.
EQS
0001379846
Tokarz Group Advisers LLC
287 BOWMAN AVE.,
2ND FLOOR
PURCHASE
NY
10577
true
Common Stock, par value $0.001 per share
2019-07-29
4
S
0
608310
1.7
D
3836334
I
See Footnote
The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person is the investment adviser of MVC and makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein.
/s/ Michael T. Tokarz
2019-07-30