<SEC-DOCUMENT>0001391609-20-000034-index.html : 20200330 <SEC-HEADER>0001391609-20-000034.hdr.sgml : 20200330 <ACCEPTANCE-DATETIME>20200330171622 ACCESSION NUMBER: 0001391609-20-000034 CONFORMED SUBMISSION TYPE: 10-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200330 DATE AS OF CHANGE: 20200330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 20758326 BUSINESS ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: 48TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: 48TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 </SEC-HEADER> <DOCUMENT> <TYPE>10-K <SEQUENCE>1 <FILENAME>f10k_equus123119.htm <DESCRIPTION>FORM 10-K <TEXT> Document 1 - file: f10k_equus123119.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>ex991_eqsenergyfinancials.htm <DESCRIPTION>EX991_EEFINANCIALS <TEXT> Document 2 - file: ex991_eqsenergyfinancials.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.1 <SEQUENCE>3 <FILENAME>ex311_302hardycertification.htm <DESCRIPTION>302 CEO CERTIFICATION <TEXT> Document 3 - file: ex311_302hardycertification.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.2 <SEQUENCE>4 <FILENAME>ex312_302hudsoncertification.htm <DESCRIPTION>302 CFO CERTIFICATION <TEXT> Document 4 - file: ex312_302hudsoncertification.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.1 <SEQUENCE>5 <FILENAME>ex321_906hardycertification.htm <DESCRIPTION>906 CEO CERTIFICATION <TEXT> Document 5 - file: ex321_906hardycertification.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.2 <SEQUENCE>6 <FILENAME>ex322_906hudsoncertification.htm <DESCRIPTION>906 CFO CERTIFICATION <TEXT> Document 6 - file: ex322_906hudsoncertification.htm
</DOCUMENT> </SEC-DOCUMENT>