<SEC-DOCUMENT>0001391609-17-000128-index.html : 20170515 <SEC-HEADER>0001391609-17-000128.hdr.sgml : 20170515 <ACCEPTANCE-DATETIME>20170515153812 ACCESSION NUMBER: 0001391609-17-000128 CONFORMED SUBMISSION TYPE: 10-Q PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 17843864 BUSINESS ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 </SEC-HEADER> <DOCUMENT> <TYPE>10-Q <SEQUENCE>1 <FILENAME>f10q_equus033117revision3.htm <DESCRIPTION>FORM 10-Q <TEXT> Document 1 - file: f10q_equus033117revision3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.1 <SEQUENCE>2 <FILENAME>ex31_1302certhardy.htm <DESCRIPTION>302 CERTIFICATION FOR CEO <TEXT> Document 2 - file: ex31_1302certhardy.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.2 <SEQUENCE>3 <FILENAME>ex31_2302certhudson.htm <DESCRIPTION>302 CERTIFICATION FOR CFO <TEXT> Document 3 - file: ex31_2302certhudson.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.1 <SEQUENCE>4 <FILENAME>ex321_906certhardy.htm <DESCRIPTION>906 CERTIFICATION FOR CEO <TEXT> Document 4 - file: ex321_906certhardy.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.2 <SEQUENCE>5 <FILENAME>ex322_906certhudson.htm <DESCRIPTION>906 CERTIFICATION FOR CFO <TEXT> Document 5 - file: ex322_906certhudson.htm
</DOCUMENT> </SEC-DOCUMENT>