<SEC-DOCUMENT>0001391609-17-000100-index.html : 20170425 <SEC-HEADER>0001391609-17-000100.hdr.sgml : 20170425 <ACCEPTANCE-DATETIME>20170425153358 ACCESSION NUMBER: 0001391609-17-000100 CONFORMED SUBMISSION TYPE: 425 PUBLIC DOCUMENT COUNT: 6 FILED AS OF DATE: 20170425 DATE AS OF CHANGE: 20170425 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 425 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 17781000 BUSINESS ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 425 BUSINESS ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 </SEC-HEADER> <DOCUMENT> <TYPE>425 <SEQUENCE>1 <FILENAME>f8k_equus042417.htm <DESCRIPTION>FORM 8-K <TEXT> Document 1 - file: f8k_equus042417.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-2.1 <SEQUENCE>2 <FILENAME>ex2_1mergeragmnt.htm <DESCRIPTION>STOCK PURCHASE AGREEMENT AND PLAN OF MERGER <TEXT> Document 2 - file: ex2_1mergeragmnt.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-2.2 <SEQUENCE>3 <FILENAME>ex2_2shareexchange.htm <DESCRIPTION>SHARE EXCHANGE <TEXT> Document 3 - file: ex2_2shareexchange.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>4 <FILENAME>ex3i_1certdesignation.htm <DESCRIPTION>CERTIFICATE OF DESIGNATION <TEXT> Document 4 - file: ex3i_1certdesignation.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>5 <FILENAME>ex99_1pressrelease.htm <DESCRIPTION>PRESS RELEASE <TEXT> Document 5 - file: ex99_1pressrelease.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>image_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: image_001.jpg
</DOCUMENT> </SEC-DOCUMENT>