EDGAR Filing Documents for 0001391609-17-000098

Form 8-K - Current report:

SEC Accession No. 0001391609-17-000098

Filing Date

2017-04-24

Accepted

2017-04-24 16:37:52

Documents

Period of Report

2017-04-24

Items

Item 1.01: Entry into a Material Definitive Agreement
Item 3.02: Unregistered Sales of Equity Securities
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.07: Submission of Matters to a Vote of Security Holders
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq	Description	Document	Type	Size
1	FORM 8-K	f8k_equus042417.htm	8-K	55583
2	STOCK PURCHASE AGREEMENT AND PLAN OF MERGER	ex2_1mergeragmnt.htm	EX-2.1	820591
3	AMENDMENT NO. 1 TO SHARE EXCHANGE AGREEMENT	ex2_2shareexchange.htm	EX-2.2	14122
4	CERTIFICATE OF DESIGNATIONS OF SERIES A CONVERTIBLE PREFERRED STOCK	ex3i_1certdesignation.htm	EX-3.1	132915
5	PRESS RELEASE	ex99_1pressrelease.htm	EX-99.1	21294
6	GRAPHIC	image_001.jpg	GRAPHIC	1808
	Complete submission text file	0001391609-17-000098.txt		1048536

Mailing Address EIGHT GREENWAY PLAZA SUITE 930 HOUSTON TX 77046

Business Address EIGHT GREENWAY PLAZA SUITE 930 HOUSTON TX 77046 7135290900

EQUUS TOTAL RETURN, INC. (Filer) CIK: 0000878932 (see all company filings)