<SEC-DOCUMENT>0001391609-17-000077-index.html : 20170327 <SEC-HEADER>0001391609-17-000077.hdr.sgml : 20170327 <ACCEPTANCE-DATETIME>20170327142857 ACCESSION NUMBER: 0001391609-17-000077 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170321 FILED AS OF DATE: 20170327 DATE AS OF CHANGE: 20170327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergner Richard F CENTRAL INDEX KEY: 0001332047 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 17715013 MAIL ADDRESS: STREET 1: 2727 ALLEN PARKWAY, 13TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77019 </SEC-HEADER> <DOCUMENT> <TYPE>4/A <SEQUENCE>1 <FILENAME>f4_bergner32117.xml <DESCRIPTION>OWNERSHIP DOCUMENT <TEXT> Document 1 - file: f4_bergner32117.html
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