<SEC-DOCUMENT>0001391609-16-000636-index.html : 20161123 <SEC-HEADER>0001391609-16-000636.hdr.sgml : 20161123 <ACCEPTANCE-DATETIME>20161123155528 ACCESSION NUMBER: 0001391609-16-000636 CONFORMED SUBMISSION TYPE: 40-APP/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-14653 FILM NUMBER: 162016549 BUSINESS ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 </SEC-HEADER> <DOCUMENT> <TYPE>40-APP/A <SEQUENCE>1 <FILENAME>f40appa3_equus112316.htm <DESCRIPTION>FORM 40-APP/A-3 <TEXT> Document 1 - file: f40appa3_equus112316.htm
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