<SEC-DOCUMENT>0001391609-16-000617-index.html : 20161110 <SEC-HEADER>0001391609-16-000617.hdr.sgml : 20161110 <ACCEPTANCE-DATETIME>20161110170008 ACCESSION NUMBER: 0001391609-16-000617 CONFORMED SUBMISSION TYPE: 10-Q PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 161988891 BUSINESS ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 </SEC-HEADER> <DOCUMENT> <TYPE>10-Q <SEQUENCE>1 <FILENAME>f10q_equus93016.htm <DESCRIPTION>FORM 10-Q <TEXT> Document 1 - file: f10q_equus93016.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.1 <SEQUENCE>2 <FILENAME>ex31_1hardy302.htm <DESCRIPTION>302 CERTIFICATION <TEXT> Document 2 - file: ex31_1hardy302.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.2 <SEQUENCE>3 <FILENAME>ex31_2hudson302.htm <DESCRIPTION>302 CERTIFICATION <TEXT> Document 3 - file: ex31_2hudson302.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.1 <SEQUENCE>4 <FILENAME>ex32_1hardy906.htm <DESCRIPTION>906 CERTIFICATION <TEXT> Document 4 - file: ex32_1hardy906.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.2 <SEQUENCE>5 <FILENAME>ex32_2hudson906.htm <DESCRIPTION>906 CERTIFICATION <TEXT> Document 5 - file: ex32_2hudson906.htm
</DOCUMENT> </SEC-DOCUMENT>