0001391609-15-000290.txt : 20151125
0001391609-15-000290.hdr.sgml : 20151125
20151125164205
ACCESSION NUMBER: 0001391609-15-000290
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151124
FILED AS OF DATE: 20151125
DATE AS OF CHANGE: 20151125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC.
CENTRAL INDEX KEY: 0000878932
IRS NUMBER: 760345915
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: EIGHT GREENWAY PLAZA
STREET 2: SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 7135290900
MAIL ADDRESS:
STREET 1: EIGHT GREENWAY PLAZA
STREET 2: SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
FORMER COMPANY:
FORMER CONFORMED NAME: EQUUS II INC
DATE OF NAME CHANGE: 19970422
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KNAUSS ROBERT L
CENTRAL INDEX KEY: 0001045341
STANDARD INDUSTRIAL CLASSIFICATION: ARRANGEMENT OF TRANSPORTATION OF FREIGHT & CARGO [4731]
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00098
FILM NUMBER: 151256595
MAIL ADDRESS:
STREET 1: 5151 SAN FELIPE
STREET 2: SUITE 1661
CITY: HOUSTON
STATE: TX
ZIP: 77056
4
1
f4_knauss112515.xml
OWNERSHIP DOCUMENT
X0306
4
2015-11-24
0
0000878932
EQUUS TOTAL RETURN, INC.
EQS
0001045341
KNAUSS ROBERT L
700 LOUISIANA STREET
48TH FLOOR
HOUSTON
TX
77002
1
0
0
0
Common stock
2015-11-24
5
P
0
E
9000
1.543
D
60670
D
Common stock
2015-11-24
5
P
0
E
1000
1.54
D
61670
D
Common stock
2015-11-25
5
P
0
E
9000
1.5499
D
70670
D
Common stock
2015-11-25
5
P
0
E
1000
1.5496
D
71670
D
/s/ Robert L. Knauss
2015-11-25