0001391609-15-000290.txt : 20151125 0001391609-15-000290.hdr.sgml : 20151125 20151125164205 ACCESSION NUMBER: 0001391609-15-000290 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151124 FILED AS OF DATE: 20151125 DATE AS OF CHANGE: 20151125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNAUSS ROBERT L CENTRAL INDEX KEY: 0001045341 STANDARD INDUSTRIAL CLASSIFICATION: ARRANGEMENT OF TRANSPORTATION OF FREIGHT & CARGO [4731] STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 151256595 MAIL ADDRESS: STREET 1: 5151 SAN FELIPE STREET 2: SUITE 1661 CITY: HOUSTON STATE: TX ZIP: 77056 4 1 f4_knauss112515.xml OWNERSHIP DOCUMENT X0306 4 2015-11-24 0 0000878932 EQUUS TOTAL RETURN, INC. EQS 0001045341 KNAUSS ROBERT L 700 LOUISIANA STREET 48TH FLOOR HOUSTON TX 77002 1 0 0 0 Common stock 2015-11-24 5 P 0 E 9000 1.543 D 60670 D Common stock 2015-11-24 5 P 0 E 1000 1.54 D 61670 D Common stock 2015-11-25 5 P 0 E 9000 1.5499 D 70670 D Common stock 2015-11-25 5 P 0 E 1000 1.5496 D 71670 D /s/ Robert L. Knauss 2015-11-25