0001391609-15-000286.txt : 20151120 0001391609-15-000286.hdr.sgml : 20151120 20151120160942 ACCESSION NUMBER: 0001391609-15-000286 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151119 FILED AS OF DATE: 20151120 DATE AS OF CHANGE: 20151120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNAUSS ROBERT L CENTRAL INDEX KEY: 0001045341 STANDARD INDUSTRIAL CLASSIFICATION: ARRANGEMENT OF TRANSPORTATION OF FREIGHT & CARGO [4731] STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 151246807 MAIL ADDRESS: STREET 1: 5151 SAN FELIPE STREET 2: SUITE 1661 CITY: HOUSTON STATE: TX ZIP: 77056 4 1 f4_knauss112015.xml OWNERSHIP DOCUMENT X0306 4 2015-11-19 0 0000878932 EQUUS TOTAL RETURN, INC. EQS 0001045341 KNAUSS ROBERT L 700 LOUISIANA STREET, 48TH FLOOR HOUSTON TX 77002 1 0 0 0 Common Stock 2015-11-19 4 P 0 5000 1.51 A 45670 D Common Stock 2015-11-20 4 P 0 6000 1.517 A 51670 D /s/ Robert L. Knauss 2015-11-20