0001391609-14-000019.txt : 20140408 0001391609-14-000019.hdr.sgml : 20140408 20140408113035 ACCESSION NUMBER: 0001391609-14-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140404 FILED AS OF DATE: 20140408 DATE AS OF CHANGE: 20140408 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 0604 BUSINESS ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNAUSS ROBERT L CENTRAL INDEX KEY: 0001045341 STANDARD INDUSTRIAL CLASSIFICATION: ARRANGEMENT OF TRANSPORTATION OF FREIGHT & CARGO [4731] STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 14750369 MAIL ADDRESS: STREET 1: 5151 SAN FELIPE STREET 2: SUITE 1661 CITY: HOUSTON STATE: TX ZIP: 77056 4 1 f4_bobknauss040714.xml OWNERSHIP DOCUMENT X0306 4 2014-04-04 0 0000878932 EQUUS TOTAL RETURN, INC. EQS 0001045341 KNAUSS ROBERT L P.O. BOX 40 5580 FM 1697 BURTON TX 77835 1 0 0 0 Common stock 2014-04-04 4 P 0 5000 1.88 A 35670 D Common stock 2014-04-07 4 P 0 5000 1.88 A 40670 D /s/ Robert L. Knauss 2014-04-08