-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QHngpLZL4I7EOSxw4QdRxOYw6cJzDZnfD/gEFUevdp6QHV72SvxmEVWUbjfGzcjz saq0mI7th+dd0GgqEFGmUA== 0001391609-10-000158.txt : 20100716 0001391609-10-000158.hdr.sgml : 20100716 20100716114411 ACCESSION NUMBER: 0001391609-10-000158 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100415 FILED AS OF DATE: 20100716 DATE AS OF CHANGE: 20100716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Denos Kenneth I CENTRAL INDEX KEY: 0001322410 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 10955665 MAIL ADDRESS: STREET 1: 10757 SOUTH RIVER FRONT PARKWAY STREET 2: SUITE 125 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0303 4/A 2010-04-15 2010-04-15 0 0000878932 EQUUS TOTAL RETURN, INC. EQS 0001322410 Denos Kenneth I 10757 SOUTH RIVER FRONT PARKWAY SUITE 125 SOUTH JORDAN UT 84095 1 0 0 0 Common Stock 2010-04-15 2010-04-15 4 P 0 15754 3.01 A 15754 D This amended report on Form 4/A amends and restates the Form 4 filed on April 15, 2010. Mr. Sam Douglass took beneficial possession of 13,997 shares originally reported as acquired by the Reporting Person resulting from a senior security interest in the shares. Kenneth I. Denos 2010-07-16 -----END PRIVACY-ENHANCED MESSAGE-----