-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dkx5bbfkshM2wFobLU8dsDn7rC9zl9L9/pHd2T9cLHcRWkskfDs8V/oiGejAgzdQ DvXnANmLJ5bLYkO2QvirYg== 0001391609-07-000037.txt : 20071001 0001391609-07-000037.hdr.sgml : 20071001 20071001123556 ACCESSION NUMBER: 0001391609-07-000037 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070927 FILED AS OF DATE: 20071001 DATE AS OF CHANGE: 20071001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2727 ALLEN PKWY STREET 2: 13TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: 2727 ALLEN PARKWAY STREET 2: 13TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77019 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Denos Kenneth I CENTRAL INDEX KEY: 0001322410 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 071144919 BUSINESS ADDRESS: BUSINESS PHONE: 801-816-2511 MAIL ADDRESS: STREET 1: 11585 SOUTH STATE STREET SUITE 102 CITY: DRAPER STATE: UT ZIP: 84020 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0202 4/A 2007-09-27 2007-09-27 0 0000878932 EQUUS TOTAL RETURN, INC. EQS 0001322410 Denos Kenneth I 10757 SOUTH RIVER FRONT PARKWAY SUITE 125 SOUTH JORDAN UT 84095 1 1 1 0 Chief Executive Officer Equus Total Return, Inc. 2007-09-27 2007-09-27 4 S 0 189716 1266355 D 1273252 I MCC Europe Kenneth I. Denos 2007-10-01 -----END PRIVACY-ENHANCED MESSAGE-----