-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WA73KgxF7Ri1VZJJv+JFjjKfiB4/JTq0/O887sJx9lHhte/kxIAPGFUmm3AQy4NG H08fsLU+RG0qijzBI38J3Q== 0001391609-07-000036.txt : 20071001 0001391609-07-000036.hdr.sgml : 20071001 20071001122819 ACCESSION NUMBER: 0001391609-07-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070927 FILED AS OF DATE: 20071001 DATE AS OF CHANGE: 20071001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2727 ALLEN PKWY STREET 2: 13TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: 2727 ALLEN PARKWAY STREET 2: 13TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77019 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore, Clayton & Co., Inc. CENTRAL INDEX KEY: 0001324343 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 071144903 BUSINESS ADDRESS: STREET 1: 11585 SOUTH STATE STREET STREET 2: SUITE 102 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-816-2511 MAIL ADDRESS: STREET 1: 11585 SOUTH STATE STREET STREET 2: SUITE 102 CITY: DRAPER STATE: UT ZIP: 84020 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-09-27 0 0000878932 EQUUS TOTAL RETURN, INC. EQS 0001324343 Moore, Clayton & Co., Inc. 10757 SOUTH RIVER FRONT PARKWAY SUITE 125 SOUTH JORDAN UT 84095 0 0 1 0 Equus Total Return, Inc. 2007-09-27 2007-09-27 4 S 0 189716 1266355 D 1273252 D Kenneth I. Denos 2007-09-27 -----END PRIVACY-ENHANCED MESSAGE-----