-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ALABd6pY47SKJ/X4ERC3a8zXhDwgT96504HNmwiyvPcV8n1gL5IDqZuxJXzk4GGu itnTMLqbryPB2fiOWeapqg== 0001332443-06-000003.txt : 20060104 0001332443-06-000003.hdr.sgml : 20060104 20060104174731 ACCESSION NUMBER: 0001332443-06-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20051230 FILED AS OF DATE: 20060104 DATE AS OF CHANGE: 20060104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS II INC CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2727 ALLEN PKWY STREET 2: 13TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: 2727 ALLEN PARKWAY STREET 2: 13TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore, Clayton & Co., Inc. CENTRAL INDEX KEY: 0001324343 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11362 FILM NUMBER: 06509382 BUSINESS ADDRESS: STREET 1: 11585 SOUTH STATE STREET STREET 2: SUITE 102 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-816-2511 MAIL ADDRESS: STREET 1: 11585 SOUTH STATE STREET STREET 2: SUITE 102 CITY: DRAPER STATE: UT ZIP: 84020 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-12-30 0 0000878932 EQUUS II INC EQS 0001324343 Moore, Clayton & Co., Inc. 11585 SOUTH STATE STREET SUITE 102 DRAPER UT 84020 0 0 1 0 Common Stock 2005-12-30 4 P 0 517158 9.9 A 1628408 I By MCC Europe LTD Common Stock 2005-12-30 4 P 0 149605 9.9 A 1778013 I By MCC Europe LTD Shares are owned directly by MCC Europe LTD. Reporting person is parent company of MCC Europe LTD. Reporting person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein. /s/ Moore, Clayton & Co., Inc., by Robert A. Robertson, Attorney-in-Fact 2005-01-04 EX-99 2 powerofattorney2.txt POWER OF ATTORNEY POWER OF ATTORNEY for MCC EUROPE LIMITED and MOORE, CLAYTON & CO., INC. KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934 (the "1934 Act"), with respect to EQUUS II INCORPORATED (the "Fund"), constitutes and appoints Sander M. Bieber and Robert A. Robertson, and each of them, as his or her true and lawful attorney-in-fact and agent with full power of substitution and resubstitution for such attorney-in-fact in such attorney-in-fact's name, place and stead: - - - To execute, for and on behalf of the undersigned, any and all statements on Form 3, 4 and 5, and Schedules 13D and 13G, as are required to be filed by the undersigned pursuant to the 1934 Act, and any amendments or supplements thereto; - - - To file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission and with such stock exchange(s) or similar authorities as may be required, and to make such filings electronically both (i) before such filings are required by applicable law or rule to be made electronically and (ii) when such filings are required by applicable law or rule to be made electronically; and - - - To complete and file such applications and other documents on behalf of the undersigned as may be necessary or desirable to permit the foregoing filings to be made electronically on behalf of the undersigned. The undersigned grants unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done to effect the foregoing, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his or her substitute or substitutes, may lawfully do or cause to be done by virtue hereof. The undersigned acknowledges and understands that filings made electronically with the Securities and Exchange Commissions pursuant to the authority granted hereto will be made publicly available on the website of the Securities and Exchange Commission. IN WITNESS WHEREOF, the undersigned has duly executed this Power of Attorney on the date indicated. MCC EUROPE LIMITED /s/ Kenneth Denos Signature Kenneth Denos Printed Name Director Corporate Title July 5, 2005 Date MOORE, CLAYTON & CO., INC. /s/ Kenneth Denos Signature Kenneth Denos Printed Name Executive Vice President Corporate Title July 5, 2005 Date -----END PRIVACY-ENHANCED MESSAGE-----