0001322410-21-000069.txt : 20210503
0001322410-21-000069.hdr.sgml : 20210503
20210503165721
ACCESSION NUMBER: 0001322410-21-000069
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210423
FILED AS OF DATE: 20210503
DATE AS OF CHANGE: 20210503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Atkinson Fraser
CENTRAL INDEX KEY: 0001492886
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00098
FILM NUMBER: 21884423
MAIL ADDRESS:
STREET 1: C/O EQUUS TOTAL RETURN, INC.
STREET 2: 8 GREENWAY PLAZA, SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC.
CENTRAL INDEX KEY: 0000878932
IRS NUMBER: 760345915
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 700 LOUISIANA STREET
STREET 2: 48TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7135290900
MAIL ADDRESS:
STREET 1: 700 LOUISIANA STREET
STREET 2: 48TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: EQUUS II INC
DATE OF NAME CHANGE: 19970422
4
1
ownership.xml
X0306
4
2021-04-23
0
0000878932
EQUUS TOTAL RETURN, INC.
EQS
0001492886
Atkinson Fraser
C/O EQUUS TOTAL RETURN, INC.
700 LOUISIANA STREET 48TH FLOOR
HOUSTON
TX
77002
1
0
0
0
Common Stock
2021-04-23
4
P
0
18016
1.89
A
39405
D
Common Stock
2021-04-26
4
P
0
1352
1.90
A
40757
D
Common Stock
2021-04-27
4
P
0
100
1.90
A
40857
D
Common Stock
2021-04-28
4
P
0
700
1.89
A
41557
D
Common Stock
2021-04-29
4
P
0
4034
1.89
A
45591
D
/s/ Fraser Atkinson
2021-04-30