<SEC-DOCUMENT>0001322410-20-000028-index.html : 20201116 <SEC-HEADER>0001322410-20-000028.hdr.sgml : 20201116 <ACCEPTANCE-DATETIME>20201116162610 ACCESSION NUMBER: 0001322410-20-000028 CONFORMED SUBMISSION TYPE: 10-Q PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 201317407 BUSINESS ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: 48TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: 48TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 </SEC-HEADER> <DOCUMENT> <TYPE>10-Q <SEQUENCE>1 <FILENAME>f10q_equus09302020.htm <DESCRIPTION>FORM 10-Q <TEXT> Document 1 - file: f10q_equus09302020.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.1 <SEQUENCE>2 <FILENAME>ex311_302ceocert.htm <DESCRIPTION>302 CEO CERTIFICATION <TEXT> Document 2 - file: ex311_302ceocert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.2 <SEQUENCE>3 <FILENAME>ex312_302cfocert.htm <DESCRIPTION>302 CFO CERTIFICATION <TEXT> Document 3 - file: ex312_302cfocert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.1 <SEQUENCE>4 <FILENAME>ex321_906ceocert.htm <DESCRIPTION>906 CEO CERTIFICATION <TEXT> Document 4 - file: ex321_906ceocert.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-32.2 <SEQUENCE>5 <FILENAME>ex322_906cfocert.htm <DESCRIPTION>906 CFO CERTIFICATION <TEXT> Document 5 - file: ex322_906cfocert.htm
</DOCUMENT> </SEC-DOCUMENT>