-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E4A3qaMDUzXa3zKNnKihyd4O1oyktATlx2OfxXk/UMfs5oDKNfngF9ZdMs3KkiQR SG8u64CJihRoOOmFlm29Uw== 0001181431-10-012844.txt : 20100302 0001181431-10-012844.hdr.sgml : 20100302 20100302111618 ACCESSION NUMBER: 0001181431-10-012844 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100216 FILED AS OF DATE: 20100302 DATE AS OF CHANGE: 20100302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Samuel Jones Jay IV CENTRAL INDEX KEY: 0001485490 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 10647830 MAIL ADDRESS: STREET 1: EQUUS TOTAL RETURN, INC. STREET 2: EIGHT GREENWAY PLAZA STE. 930 CITY: HOUSTON STATE: TX ZIP: 77046 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 3 1 rrd268063.xml FORM 3 X0203 3 2010-02-16 1 0000878932 EQUUS TOTAL RETURN, INC. EQS 0001485490 Brown Samuel Jones Jay IV EIGHT GREENWAY PLAZA SUITE 930 HOUSTON TX 77046 0 1 0 0 Chief Investment Officer No securities are beneficially owned. Samuel J. Brown, IV 2010-03-02 -----END PRIVACY-ENHANCED MESSAGE-----