<SEC-DOCUMENT>0001140361-19-014957-index.html : 20190813 <SEC-HEADER>0001140361-19-014957.hdr.sgml : 20190813 <ACCEPTANCE-DATETIME>20190813164444 ACCESSION NUMBER: 0001140361-19-014957 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190812 FILED AS OF DATE: 20190813 DATE AS OF CHANGE: 20190813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tokarz Group Advisers LLC CENTRAL INDEX KEY: 0001379846 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 191021296 BUSINESS ADDRESS: STREET 1: RIVERVIEW PLAZA STREET 2: 287 BOWMAN AVENUE, 2ND FLOOR CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-510-9400 MAIL ADDRESS: STREET 1: RIVERVIEW PLAZA STREET 2: 287 BOWMAN AVENUE, 2ND FLOOR CITY: PURCHASE STATE: NY ZIP: 10577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: 48TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: 48TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 </SEC-HEADER> <DOCUMENT> <TYPE>4 <SEQUENCE>1 <FILENAME>form4.xml <DESCRIPTION>FORM 4 <TEXT> Document 1 - file: form4.html
Document 1 - RAW XML: form4.xml
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