0001140361-19-013524.txt : 20190726
0001140361-19-013524.hdr.sgml : 20190726
20190726210648
ACCESSION NUMBER: 0001140361-19-013524
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190724
FILED AS OF DATE: 20190726
DATE AS OF CHANGE: 20190726
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MVC CAPITAL, INC.
CENTRAL INDEX KEY: 0001099941
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00098
FILM NUMBER: 19979199
BUSINESS ADDRESS:
STREET 1: RIVERVIEW AT PURCHASE
STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR
CITY: PURCHASE
STATE: NY
ZIP: 10577
BUSINESS PHONE: 914-701-0310
MAIL ADDRESS:
STREET 1: RIVERVIEW AT PURCHASE
STREET 2: 287 BOWMAN AVENUE, 3RD FLOOR
CITY: PURCHASE
STATE: NY
ZIP: 10577
FORMER NAME:
FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC
DATE OF NAME CHANGE: 19991207
FORMER NAME:
FORMER CONFORMED NAME: MEVC DRAPER FISHER JURVETSON FUND I INC
DATE OF NAME CHANGE: 19991207
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC.
CENTRAL INDEX KEY: 0000878932
IRS NUMBER: 760345915
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 700 LOUISIANA STREET
STREET 2: 48TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7135290900
MAIL ADDRESS:
STREET 1: 700 LOUISIANA STREET
STREET 2: 48TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: EQUUS II INC
DATE OF NAME CHANGE: 19970422
4
1
form4.xml
FORM 4
X0306
4
2019-07-24
0000878932
EQUUS TOTAL RETURN, INC.
EQS
0001099941
MVC CAPITAL, INC.
287 BOWMAN AVE., 2ND FLOOR
PURCHASE
NY
10577
true
Common Stock, par value $0.001 per share
2019-07-24
4
S
0
608310
1.7
D
3836334
D
Common Stock, par value $0.001 per share
2019-07-24
4
S
0
608310
1.7
D
3228024
D
Common Stock, par value $0.001 per share
2019-07-26
4
J
0
608310
1.7
A
3836334
D
Common Stock, par value $0.001 per share
2019-07-26
4
J
0
608310
1.7
A
4444644
D
On July 24, 2019 the Reporting Person entered into stock purchase agreements to sell an aggregate of 1,216,620 shares in two separate private transactions. The stock purchase agreements for both transactions were rescinded on July 26, 2019.
/s/ Jaclyn Shapiro-Rothchild, Vice President and Secretary
2019-07-26