0001045341-11-000002.txt : 20110819
0001045341-11-000002.hdr.sgml : 20110819
20110819115229
ACCESSION NUMBER: 0001045341-11-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110817
FILED AS OF DATE: 20110819
DATE AS OF CHANGE: 20110819
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KNAUSS ROBERT L
CENTRAL INDEX KEY: 0001045341
STANDARD INDUSTRIAL CLASSIFICATION: ARRANGEMENT OF TRANSPORTATION OF FREIGHT & CARGO [4731]
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00098
FILM NUMBER: 111046565
MAIL ADDRESS:
STREET 1: 5151 SAN FELIPE
STREET 2: SUITE 1661
CITY: HOUSTON
STATE: TX
ZIP: 77056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC.
CENTRAL INDEX KEY: 0000878932
IRS NUMBER: 760345915
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0604
BUSINESS ADDRESS:
STREET 1: EIGHT GREENWAY PLAZA
STREET 2: SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 7135290900
MAIL ADDRESS:
STREET 1: EIGHT GREENWAY PLAZA
STREET 2: SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
FORMER COMPANY:
FORMER CONFORMED NAME: EQUUS II INC
DATE OF NAME CHANGE: 19970422
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-08-17
0
0000878932
EQUUS TOTAL RETURN, INC.
EQS
0001045341
KNAUSS ROBERT L
EIGHT GREENWAY PLAZA
SUITE 930
HOUSTON
TX
77046
1
0
0
0
Common Stock
2011-08-17
4
P
0
5200
2.26
A
15870
D
Common Stock
2011-08-17
4
P
0
9614
2.32
A
25484
D
Common Stock
2011-08-17
4
P
0
5186
2.39
A
30670
D
Robert L. Knauss
2011-08-19