0001045341-11-000002.txt : 20110819 0001045341-11-000002.hdr.sgml : 20110819 20110819115229 ACCESSION NUMBER: 0001045341-11-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110817 FILED AS OF DATE: 20110819 DATE AS OF CHANGE: 20110819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNAUSS ROBERT L CENTRAL INDEX KEY: 0001045341 STANDARD INDUSTRIAL CLASSIFICATION: ARRANGEMENT OF TRANSPORTATION OF FREIGHT & CARGO [4731] STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 111046565 MAIL ADDRESS: STREET 1: 5151 SAN FELIPE STREET 2: SUITE 1661 CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 0604 BUSINESS ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-08-17 0 0000878932 EQUUS TOTAL RETURN, INC. EQS 0001045341 KNAUSS ROBERT L EIGHT GREENWAY PLAZA SUITE 930 HOUSTON TX 77046 1 0 0 0 Common Stock 2011-08-17 4 P 0 5200 2.26 A 15870 D Common Stock 2011-08-17 4 P 0 9614 2.32 A 25484 D Common Stock 2011-08-17 4 P 0 5186 2.39 A 30670 D Robert L. Knauss 2011-08-19