0000930413-15-004497.txt : 20151130
0000930413-15-004497.hdr.sgml : 20151130
20151130163330
ACCESSION NUMBER: 0000930413-15-004497
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151125
FILED AS OF DATE: 20151130
DATE AS OF CHANGE: 20151130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC.
CENTRAL INDEX KEY: 0000878932
IRS NUMBER: 760345915
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: EIGHT GREENWAY PLAZA
STREET 2: SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 7135290900
MAIL ADDRESS:
STREET 1: EIGHT GREENWAY PLAZA
STREET 2: SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
FORMER COMPANY:
FORMER CONFORMED NAME: EQUUS II INC
DATE OF NAME CHANGE: 19970422
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: des Pallieres Bertrand
CENTRAL INDEX KEY: 0001493101
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00098
FILM NUMBER: 151260317
MAIL ADDRESS:
STREET 1: EQUUS TOTAL RETURN, INC.
STREET 2: 8 GREENWAY PLAZA, SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
4
1
c83169_4.xml
X0306
4
2015-11-25
0
0000878932
EQUUS TOTAL RETURN, INC.
EQS
0001493101
des Pallieres Bertrand
700 LOUISIANA STREET, 48TH FLOOR
HOUSTON
TX
77002
1
0
1
0
Common Stock
2015-11-25
5
P
0
E
42284
1.5
D
2619662
D
Includes 994,160 shares held directly by Mr. des Pallieres and a trust controlled by him. Also includes 145,833 shares held directly by SPQR Capital Holdings S.A., a Luxembourg societe anonyme in which Mr. des Pallieres is a minority shockholder and serves as a director. Also includes 986,842 shares held directly by Lansdowne Capital S.A., a Luxembourg societe anonyme that is indirectly wholly-owned by Mr. des Pallieres.
/s/ Bertrand Des Pallieres
2015-11-30