0000930413-13-003953.txt : 20130726
0000930413-13-003953.hdr.sgml : 20130726
20130726170756
ACCESSION NUMBER: 0000930413-13-003953
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130722
FILED AS OF DATE: 20130726
DATE AS OF CHANGE: 20130726
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC.
CENTRAL INDEX KEY: 0000878932
IRS NUMBER: 760345915
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0604
BUSINESS ADDRESS:
STREET 1: EIGHT GREENWAY PLAZA
STREET 2: SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 7135290900
MAIL ADDRESS:
STREET 1: EIGHT GREENWAY PLAZA
STREET 2: SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
FORMER COMPANY:
FORMER CONFORMED NAME: EQUUS II INC
DATE OF NAME CHANGE: 19970422
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: des Pallieres Bertrand
CENTRAL INDEX KEY: 0001493101
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00098
FILM NUMBER: 13990344
MAIL ADDRESS:
STREET 1: EQUUS TOTAL RETURN, INC.
STREET 2: 8 GREENWAY PLAZA, SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
4
1
c74639_4.xml
X0306
4
2013-07-22
0
0000878932
EQUUS TOTAL RETURN, INC.
EQS
0001493101
des Pallieres Bertrand
C/O EQUUS TOTAL RETURN, INC.
8 GREENWAY PLAZA, SUITE 930
HOUSTON
TX
77046
1
0
0
0
Common Stock
2013-07-22
4
P
0
1574
1.8919
A
2018872
D
Common Stock
2013-07-23
4
P
0
1492
1.8941
A
2020364
D
Includes 60,639 shares held directly by the Reporting Person and 970,087 shares held directly by Mobiquity Investments Limited ("Mobiquity"). Mobiquity, a Washington investment holding company, is a wholly-owned subsidiary of Versatile Systems, Inc., a Canadian corporation ("Versatile"). The Reporting Person is a director and minority stockholder of Versatile. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein.
Includes 986,842 shares held by Lansdowne Capital S.A., a Luxembourg company that is indirectly wholly owned by the Reporting Person.
/s/ Fraser Atkinson, Attorney-in-fact
2013-07-26