0000930413-11-006130.txt : 20110920
0000930413-11-006130.hdr.sgml : 20110920
20110920190359
ACCESSION NUMBER: 0000930413-11-006130
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110916
FILED AS OF DATE: 20110920
DATE AS OF CHANGE: 20110920
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Atkinson Fraser
CENTRAL INDEX KEY: 0001492886
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00098
FILM NUMBER: 111100344
MAIL ADDRESS:
STREET 1: C/O EQUUS TOTAL RETURN, INC.
STREET 2: 8 GREENWAY PLAZA, SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC.
CENTRAL INDEX KEY: 0000878932
IRS NUMBER: 760345915
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0604
BUSINESS ADDRESS:
STREET 1: EIGHT GREENWAY PLAZA
STREET 2: SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 7135290900
MAIL ADDRESS:
STREET 1: EIGHT GREENWAY PLAZA
STREET 2: SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
FORMER COMPANY:
FORMER CONFORMED NAME: EQUUS II INC
DATE OF NAME CHANGE: 19970422
4
1
c66983_4.xml
OWNERSHIP DOCUMENT
X0304
4
2011-09-16
0
0000878932
EQUUS TOTAL RETURN, INC.
EQS
0001492886
Atkinson Fraser
C/O EQUUS TOTAL RETURN, INC.
8 GREENWAY PLAZA, SUITE 930
HOUSTON
TX
77046
1
0
0
0
Common Stock
2011-09-16
4
P
0
274
2.12
A
1858
D
Common Stock
2011-09-16
4
P
0
31
2.20
A
1889
D
Common Stock
962962
I
See Footnote
Represents 962,962 shares held directly by Mobiquity Investments Limited ("Mobiquity"). Mobiquity, a Washington investment holding company, is a wholly-owned subsidiary of Versatile Systems Inc., a Canadian corporation ("Versatile"). The Reporting Person is the CFO and a director of Mobiquity and CFO, Corporate Secretary and a director of Versatile, as well as a minority stockholder of Versatile. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein.
/s/ Fraser Atkinson
2011-09-20