0000930413-11-006057.txt : 20110915 0000930413-11-006057.hdr.sgml : 20110915 20110915195917 ACCESSION NUMBER: 0000930413-11-006057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110912 FILED AS OF DATE: 20110915 DATE AS OF CHANGE: 20110915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atkinson Fraser CENTRAL INDEX KEY: 0001492886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 111093815 MAIL ADDRESS: STREET 1: C/O EQUUS TOTAL RETURN, INC. STREET 2: 8 GREENWAY PLAZA, SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 0604 BUSINESS ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 4 1 c66924.xml OWNERSHIP DOCUMENT X0304 4 2011-09-12 0 0000878932 EQUUS TOTAL RETURN, INC. EQS 0001492886 Atkinson Fraser C/O EQUUS TOTAL RETURN, INC. 8 GREENWAY PLAZA, SUITE 930 HOUSTON TX 77046 1 0 0 0 Common Stock 2011-09-12 4 P 0 1550 2.12 A 1550 D Common Stock 2011-09-15 4 P 0 34 2.12 A 1584 D Common Stock 962962 I See Footnote 1 Represents 962,962 shares held directly by Mobiquity Investments Limited ("Mobiquity"). Mobiquity, a Washington investment holding company, is a wholly-owned subsidiary of Versatile Systems Inc., a Canadian corporation ("Versatile"). The Reporting Person is the CFO and a director of Mobiquity and CFO, Corporate Secretary and a director of Versatile, as well as a minority stockholder of Versatile. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein. /s/ Fraser Atkinson 2011-09-15