0000930413-11-005924.txt : 20110907
0000930413-11-005924.hdr.sgml : 20110907
20110907142100
ACCESSION NUMBER: 0000930413-11-005924
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110902
FILED AS OF DATE: 20110907
DATE AS OF CHANGE: 20110907
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Benedetti Alessandro
CENTRAL INDEX KEY: 0001493029
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00098
FILM NUMBER: 111077900
MAIL ADDRESS:
STREET 1: C/O EQUUS TOTAL RETURN, INC.
STREET 2: 8 GREENWAY PLAZA, SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC.
CENTRAL INDEX KEY: 0000878932
IRS NUMBER: 760345915
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0604
BUSINESS ADDRESS:
STREET 1: EIGHT GREENWAY PLAZA
STREET 2: SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 7135290900
MAIL ADDRESS:
STREET 1: EIGHT GREENWAY PLAZA
STREET 2: SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
FORMER COMPANY:
FORMER CONFORMED NAME: EQUUS II INC
DATE OF NAME CHANGE: 19970422
4
1
c66832.xml
OWNERSHIP DOCUMENT
X0304
4
2011-09-02
0
0000878932
EQUUS TOTAL RETURN, INC.
EQS
0001493029
Benedetti Alessandro
C/O EQUUS TOTAL RETURN, INC.
8 GREENWAY PLAZA, SUITE 930
HOUSTON
TX
77046
1
1
0
0
Executive Chairman
Common Stock
2011-09-02
4
P
0
400000
2.75
A
1362962
I
See footnotes
Represents 400,000 shares held directly by EB Finance S.A. The reporting person is a stockholder of EB Finance S.A. The Reporting Person disclaims beneficial ownership in the shares except to the extent of his pecuniary interest therein.
Includes 962,962 shares held directly by Mobiquity Investments Limited ("Mobiquity"). Mobiquity, a Washington investment holding company, is a wholly-owned subsidiary of Versatile Systems Inc., a Canadian corporation ("Versatile"). The Reporting Person is a director and minority stockholder of Versatile. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein.
/s/ Fraser Atkinson, Attorney-In-Fact
2011-09-07