0000930413-11-005924.txt : 20110907 0000930413-11-005924.hdr.sgml : 20110907 20110907142100 ACCESSION NUMBER: 0000930413-11-005924 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110902 FILED AS OF DATE: 20110907 DATE AS OF CHANGE: 20110907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Benedetti Alessandro CENTRAL INDEX KEY: 0001493029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 111077900 MAIL ADDRESS: STREET 1: C/O EQUUS TOTAL RETURN, INC. STREET 2: 8 GREENWAY PLAZA, SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 0604 BUSINESS ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 4 1 c66832.xml OWNERSHIP DOCUMENT X0304 4 2011-09-02 0 0000878932 EQUUS TOTAL RETURN, INC. EQS 0001493029 Benedetti Alessandro C/O EQUUS TOTAL RETURN, INC. 8 GREENWAY PLAZA, SUITE 930 HOUSTON TX 77046 1 1 0 0 Executive Chairman Common Stock 2011-09-02 4 P 0 400000 2.75 A 1362962 I See footnotes Represents 400,000 shares held directly by EB Finance S.A. The reporting person is a stockholder of EB Finance S.A. The Reporting Person disclaims beneficial ownership in the shares except to the extent of his pecuniary interest therein. Includes 962,962 shares held directly by Mobiquity Investments Limited ("Mobiquity"). Mobiquity, a Washington investment holding company, is a wholly-owned subsidiary of Versatile Systems Inc., a Canadian corporation ("Versatile"). The Reporting Person is a director and minority stockholder of Versatile. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein. /s/ Fraser Atkinson, Attorney-In-Fact 2011-09-07