0000899243-21-038846.txt : 20211004 0000899243-21-038846.hdr.sgml : 20211004 20211004172409 ACCESSION NUMBER: 0000899243-21-038846 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210928 FILED AS OF DATE: 20211004 DATE AS OF CHANGE: 20211004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOKARZ MICHAEL T CENTRAL INDEX KEY: 0001206636 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00098 FILM NUMBER: 211304036 MAIL ADDRESS: STREET 1: 287 BOWMAN AVENUE STREET 2: SUITE 331 CITY: PURCHASE STATE: NY ZIP: 10577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: 48TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: 700 LOUISIANA STREET STREET 2: 48TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-09-28 0 0000878932 EQUUS TOTAL RETURN, INC. EQS 0001206636 TOKARZ MICHAEL T 287 BOWMAN AVENUE, SUITE 331 PURCHASE NY 10577 0 0 1 0 Common Stock, par value $0.001 per share 3172237 D /s/ Michael Tokarz 2021-10-04